4//SEC Filing
Ament David J. 4
Accession 0001831631-22-000037
CIK 0001831631other
Filed
Feb 6, 7:00 PM ET
Accepted
Feb 7, 9:13 AM ET
Size
13.2 KB
Accession
0001831631-22-000037
Insider Transaction Report
Form 4
Golson Brian P.
Director
Transactions
- Exercise/Conversion
Class A Common Stock
2022-02-03+4,466→ 3,813,271 total(indirect: See Footnotes) - Exercise/Conversion
Restricted Stock Units
2022-02-03−4,466→ 0 total(indirect: See Footnotes)→ Class A Common Stock (4,466 underlying)
Ament David J.
10% Owner
Transactions
- Exercise/Conversion
Restricted Stock Units
2022-02-03−4,466→ 0 total(indirect: See Footnotes)→ Class A Common Stock (4,466 underlying) - Exercise/Conversion
Class A Common Stock
2022-02-03+4,466→ 3,813,271 total(indirect: See Footnotes)
PCP MANAGERS GP, LLC
Director10% Owner
Transactions
- Exercise/Conversion
Class A Common Stock
2022-02-03+4,466→ 3,813,271 total(indirect: See Footnotes) - Exercise/Conversion
Restricted Stock Units
2022-02-03−4,466→ 0 total(indirect: See Footnotes)→ Class A Common Stock (4,466 underlying)
Dodson Andrew C
Director
Transactions
- Exercise/Conversion
Restricted Stock Units
2022-02-03−4,466→ 0 total(indirect: See Footnotes)→ Class A Common Stock (4,466 underlying) - Exercise/Conversion
Class A Common Stock
2022-02-03+4,466→ 3,813,271 total(indirect: See Footnotes)
Footnotes (4)
- [F1]As per the Restricted Stock Unit Award Agreement dated May 6, 2021, RSUs vest in three equal installments on May 6, 2021, June 30, 2021, September 30, 2021, and December 31, 2021. Within thirty(30)days following the vesting of the RSUs, the Issuer shall deliver the number of shares of Class A Common Stock, par value $0.001 per share, that correspond to the number of RSUs that have become vestedon the vesting date or, at the discretion of the Compensation Committee, its cash equivalent.
- [F2]RSUs vested on 12/31/21 and settled on 2/3/22 when the Issuer's trading blackout period ended and trading was permitted to commence.
- [F3]The reported securities are directly or indirectly held by funds and entities managed or controlled by the Reporting Persons, including: Parthenon Investors III, L.P., Parthenon Investors IV, L.P., ParthenonCapital Partners Fund, L.P., Parthenon Capital Partners Fund II, L.P., PCap Associates, PCAP Partners III, LLC, PCP Partners IV, L.P. and PCP Managers, L.P. (together, the "Parthenon Investors").
- [F4]Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4.
Documents
Issuer
loanDepot, Inc.
CIK 0001831631
Entity typeother
Related Parties
1- filerCIK 0001477996
Filing Metadata
- Form type
- 4
- Filed
- Feb 6, 7:00 PM ET
- Accepted
- Feb 7, 9:13 AM ET
- Size
- 13.2 KB