4//SEC Filing
Carrillo Nicole 4
Accession 0001831631-23-000051
CIK 0001831631other
Filed
Feb 28, 7:00 PM ET
Accepted
Mar 1, 9:29 PM ET
Size
11.0 KB
Accession
0001831631-23-000051
Insider Transaction Report
Form 4
Carrillo Nicole
See Remarks
Transactions
- Exercise/Conversion
Class A Common Stock, par value $0.001 per share
2023-02-16+11,212→ 243,027 total - Tax Payment
Class A Common Stock, par value $0.001 per share
2023-02-16$2.24/sh−3,878$8,687→ 239,149 total - Sale
Class A Common Stock, par value $0.001 per share
2023-02-27$2.03/sh−20,000$40,668→ 219,149 total - Exercise/Conversion
Restricted Stock Units
2023-02-16−11,212→ 33,639 total→ Class A Common Stock (11,212 underlying)
Footnotes (6)
- [F1]This transaction was an exempt transaction on February 16, 2023, which is being reported late by the Reporting Person due to an inadvertent administrative error.
- [F2]Each restricted stock unit represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock.
- [F3]Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.
- [F4]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 29, 2022.
- [F5]The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.00 to $2.06. The reporting person undertakes to provide the issuer,any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were effected.
- [F6]Restricted stock units were granted on February 16, 2021, with 11,212 vesting on each of February 16, 2022, February 16, 2023 and February 16, 2024, and 11,213 vesting on each of February 16, 2025 and February 16, 2026.
Documents
Issuer
loanDepot, Inc.
CIK 0001831631
Entity typeother
Related Parties
1- filerCIK 0001843143
Filing Metadata
- Form type
- 4
- Filed
- Feb 28, 7:00 PM ET
- Accepted
- Mar 1, 9:29 PM ET
- Size
- 11.0 KB