4//SEC Filing
Ament David J. 4
Accession 0001831631-23-000304
CIK 0001831631other
Filed
Nov 7, 7:00 PM ET
Accepted
Nov 8, 5:46 PM ET
Size
11.5 KB
Accession
0001831631-23-000304
Insider Transaction Report
Form 4
Dodson Andrew C
Director
Transactions
- Award
Restricted Stock Units
2023-11-06+117,370→ 117,370 total(indirect: See Footnotes)→ Class A Common Stock (117,370 underlying)
Golson Brian P.
Director
Transactions
- Award
Restricted Stock Units
2023-11-06+117,370→ 117,370 total(indirect: See Footnotes)→ Class A Common Stock (117,370 underlying)
PCP MANAGERS GP, LLC
Director10% Owner
Transactions
- Award
Restricted Stock Units
2023-11-06+117,370→ 117,370 total(indirect: See Footnotes)→ Class A Common Stock (117,370 underlying)
Ament David J.
10% Owner
Transactions
- Award
Restricted Stock Units
2023-11-06+117,370→ 117,370 total(indirect: See Footnotes)→ Class A Common Stock (117,370 underlying)
Footnotes (3)
- [F1]Pursuant to the Assignment and Acknowledgement Agreements, dated as of May 6, 2021, Messrs. Golson and Dodson (the "Directors") hold the Restricted Stock Units ("RSUs") for the benefit of PCP Managers, L.P. and disclaim all right, title and interest in the RSUs. As per the Restricted Stock Unit Award Agreement dated November 6, 2023, and subject to the applicable Director's continued service, the RSUs will vest in 25% installments as follows: 25% vested immediately upon grant, and the remaining 25% installments vest on each of November 30, 2023, February 28, 2024, and May 31, 2024. Vested RSUs will be settled within 30 days following the vesting date. Each RSU represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock.
- [F2]Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4.
- [F3]PCP Managers GP, LLC is the general partner of PCP Managers, L.P, an affiliate of Parthenon Capital Partners ("Parthenon Capital"). The Directors serve as directors of loanDepot, Inc. (the "Issuer"). Mr. Golson is the Co-CEO and Managing Partner at Parthenon Capital and Mr. Dodson is a Managing Partner at Parthenon Capital. PCP Managers GP, LLC and certain of the Reporting Persons' affiliates may be deemed to be a director by deputization of the Issuer.
Documents
Issuer
loanDepot, Inc.
CIK 0001831631
Entity typeother
Related Parties
1- filerCIK 0001477996
Filing Metadata
- Form type
- 4
- Filed
- Nov 7, 7:00 PM ET
- Accepted
- Nov 8, 5:46 PM ET
- Size
- 11.5 KB