4//SEC Filing
PCP MANAGERS, L.P. 4
Accession 0001831631-24-000228
CIK 0001831631other
Filed
Sep 4, 8:00 PM ET
Accepted
Sep 5, 5:03 PM ET
Size
13.5 KB
Accession
0001831631-24-000228
Insider Transaction Report
Form 4
PCP MANAGERS GP, LLC
Director10% Owner
Transactions
- Exercise/Conversion
Restricted Stock Units
2024-09-03−30,192→ 90,580 total(indirect: See Footnotes)→ Class A Common Stock (30,192 underlying) - Exercise/Conversion
Class A Common Stock
2024-09-03+30,192→ 4,176,351 total(indirect: See Footnotes)
Golson Brian P.
Director
Transactions
- Exercise/Conversion
Class A Common Stock
2024-09-03+30,192→ 4,176,351 total(indirect: See Footnotes) - Exercise/Conversion
Restricted Stock Units
2024-09-03−30,192→ 90,580 total(indirect: See Footnotes)→ Class A Common Stock (30,192 underlying)
PCP MANAGERS, LLC
Director10% Owner
Transactions
- Exercise/Conversion
Class A Common Stock
2024-09-03+30,192→ 4,176,351 total(indirect: See Footnotes) - Exercise/Conversion
Restricted Stock Units
2024-09-03−30,192→ 90,580 total(indirect: See Footnotes)→ Class A Common Stock (30,192 underlying)
Dodson Andrew C
Director
Transactions
- Exercise/Conversion
Restricted Stock Units
2024-09-03−30,192→ 90,580 total(indirect: See Footnotes)→ Class A Common Stock (30,192 underlying) - Exercise/Conversion
Class A Common Stock
2024-09-03+30,192→ 4,176,351 total(indirect: See Footnotes)
Footnotes (5)
- [F1]Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4.
- [F2]Pursuant to Assignment and Acknowledgement Agreements, dated as of May 6, 2021, Messrs. Golson and Dodson (the "Directors") serve as directors of loanDepot, Inc. (the "Issuer") and hold the RSUs for the benefit of PCP Managers, L.P. The Directors disclaim all right, title and interest in the RSUs. PCP Managers GP, LLC is the general partner of PCP Managers, L.P, an affiliate of Parthenon Capital Partners ("Parthenon Capital"). Mr. Golson is the Co-CEO and Managing Partner at Parthenon Capital and Mr. Dodson is a Managing Partner at Parthenon Capital. PCP Managers GP, LLC and certain of the Reporting Persons' affiliates may be deemed to be a director by deputization of the Issuer.
- [F3]Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock.
- [F4]RSUs that vested on August 31, 2024, were settled on September 3, 2024.
- [F5]The remaining RSUs are scheduled to vest ratably on November 30, 2024, February 28, 2025 and May 31, 2025.
Documents
Issuer
loanDepot, Inc.
CIK 0001831631
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001555301
Filing Metadata
- Form type
- 4
- Filed
- Sep 4, 8:00 PM ET
- Accepted
- Sep 5, 5:03 PM ET
- Size
- 13.5 KB