Datta Sanjay 4

4 · Upstart Holdings, Inc. · Filed Feb 24, 2026

AI-generated summary of this filing

Updated Feb 24, 2026

Upstart (UPST) CFO Sanjay Datta Sells 7,982 Shares

What Happened

Sanjay Datta, Chief Financial Officer of Upstart Holdings (UPST), sold 7,982 shares in open‑market transactions on February 20, 2026. The weighted average sale price was $29.86 per share, for total proceeds of approximately $238,375. The filing notes the sale was made to cover tax withholding obligations related to the vesting of restricted stock units (RSUs).

Key Details

Transaction date: 2026-02-20. Report filed: 2026-02-24 (timely).
Sale type/code: Open market sale (S); weighted average price $29.86; individual sale prices ranged $29.585–$30.30.
Total shares sold: 7,982; total proceeds reported: $238,375.
Footnotes: F1—shares sold to cover tax withholding on RSU vesting; F2—weighted average reported, multiple trade prices available on request; F3—Column 5 includes 390 shares acquired Feb 13, 2026 under the ESPP; F4—some securities in Column 5 are RSUs (contingent rights to receive shares).
Shares owned after transaction: Not specified in the summary provided; filing’s Column 5 includes ESPP shares and outstanding RSUs.

Context

This was a routine tax‑withholding sale tied to RSU vesting, which is common and not necessarily a signal of negative sentiment. The filing indicates multiple small trades (hence the weighted average) and offers to disclose per‑trade details on request.

Form 4

Period: 2026-02-20

See Remarks

Transactions

Sale
Common Stock
[F1][F2][F3][F4]
2026-02-20$29.86/sh−7,982$238,375→ 276,688 total

Footnotes (4)

[F1]These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs).
[F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.585 to $30.30. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
[F3]Includes 390 shares acquired on February 13, 2026 under the Issuer's 2020 Employee Stock Purchase Plan.
[F4]Certain of the securities reported in Column 5 are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Signature

/s/ Scott Darling|2026-02-24

1 file