Upstart Holdings, Inc.·4

Mar 3, 4:36 PM ET

Datta Sanjay 4

4 · Upstart Holdings, Inc. · Filed Mar 3, 2026

Insider Transaction Report

Form 4
Period: 2026-02-28
Datta Sanjay
See Remarks
Transactions
  • Award

    Common Stock

    [F1][F2]
    2026-02-28+61,670338,358 total
  • Award

    Performance-based Restricted Stock Unit

    [F3]
    2026-02-28+185,008185,008 total
    Exercise: $0.00Common Stock (185,008 underlying)
Footnotes (3)
  • [F1]These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. 1/16th of the RSUs shall vest on May 15, 2026 and at the end of each successive three month period thereafter, subject to the Reporting Person continuing as a service provider through each such date.
  • [F2]Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.
  • [F3]These securities are performance-based restricted stock units (PRSUs). Each PRSU represents a contingent right to receive one share of Common Stock in an amount from 0% to 300% of the target number of PRSUs granted. The actual number of PRSUs earned will be based, in part, upon achievement of certain TSR CAGR targets as of February 15, 2030 and subject to vesting on February 20, 2030, subject to the Reporting Person continuing as a service provider through such date.
Signature
/s/ Steven Madrid, by power of attorney|2026-03-03

Documents

1 file
  • 4
    wk-form4_1772573813.xmlPrimary

    FORM 4