4//SEC Filing
Gu Paul 4
Accession 0001832812-25-000003
CIK 0001647639other
Filed
Nov 12, 7:00 PM ET
Accepted
Nov 13, 4:31 PM ET
Size
9.6 KB
Accession
0001832812-25-000003
Insider Transaction Report
Form 4
Gu Paul
DirectorChief Technology Offier
Transactions
- Purchase
Common Stock
2025-11-11$39.22/sh+20,000$784,400→ 20,000 total(indirect: By Trust) - Purchase
Common Stock
2025-11-11$39.23/sh+80,000$3,138,400→ 80,000 total(indirect: By LLC)
Holdings
- 44,930(indirect: By Trust)
Common Stock
- 1,102,226
Common Stock
Footnotes (7)
- [F1]This purchase was matchable under Section 16(b) of the Securities Exchange Act of 1934 with a sale of 5,000 shares by the Reporting Person on September 2, 2025. The Reporting Person has remitted the resulting short-swing profits to the Company, which were $148,255.06.
- [F2]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $38.89 to $39.39. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.
- [F3]The reportable securities are owned by THE GU QIAO FAMILY TRUST, of which the Reporting Person is the trustee.
- [F4]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $38.93 to $39.40. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.
- [F5]The reportable securities are owned directly by JECCO, LLC of which the Reporting Person is a managing member.
- [F6]Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.
- [F7]The reportable securities are owned by THE PAUL XINQUAN GU 2021 GIFTING TRUST, of which the Reporting Person is a trustee.
Documents
Issuer
Upstart Holdings, Inc.
CIK 0001647639
Entity typeother
Related Parties
1- filerCIK 0001832812
Filing Metadata
- Form type
- 4
- Filed
- Nov 12, 7:00 PM ET
- Accepted
- Nov 13, 4:31 PM ET
- Size
- 9.6 KB