Gu Paul 4
4 · Upstart Holdings, Inc. · Filed Mar 3, 2026
Insider Transaction Report
Form 4
Gu Paul
DirectorChief Technology Offier
Transactions
- Award
Performance-based Restricted Stock Unit
[F5]2026-02-28+912,702→ 912,702 totalExercise: $0.00→ Common Stock (912,702 underlying)
Holdings
- 1,102,226
Common Stock
[F1] - 44,930(indirect: By Trust)
Common Stock
[F2] - 80,000(indirect: By LLC)
Common Stock
[F3] - 20,000(indirect: By Trust)
Common Stock
[F4]
Footnotes (5)
- [F1]Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.
- [F2]The reportable securities are owned by The Paul Xinquan Gu 2021 Gifting Trust, of which the Reporting Person is a trustee.
- [F3]The reportable securities are owned by JECCO, LLC, of which the Reporting Person is a managing member.
- [F4]The reportable securities are owned by The Gu Qiao Family Trust, of which the Reporting Person is a managing member.
- [F5]These securities are performance-based restricted stock units (PRSUs). Each PRSU represents a contingent right to receive one share of Common Stock in an amount from 0% to 300% of the target number of PRSUs granted. The actual number of PRSUs earned will be based, in part, upon achievement of certain TSR CAGR targets as of February 15, 2030 and subject to vesting on February 20, 2030, subject to the Reporting Person continuing as a service provider through such date.
Signature
/s/ Steven Madrid, by power of attorney|2026-03-03