4//SEC Filing
Kumar Mukul 4
Accession 0001833462-26-000002
CIK 0001422930other
Filed
Jan 4, 7:00 PM ET
Accepted
Jan 5, 7:20 PM ET
Size
17.4 KB
Accession
0001833462-26-000002
Insider Transaction Report
Form 4
PubMatic, Inc.PUBM
Kumar Mukul
PRESIDENT, ENGINEERING
Transactions
- Exercise/Conversion
Class A Common Stock
2026-01-01+13,862→ 92,914 total - Sale
Class A Common Stock
2026-01-01$8.61/sh−5,573$48,000→ 87,341 total - Exercise/Conversion
Restricted Stock Unit
2026-01-01−2,247→ 0 totalExercise: $0.00→ Class A Common Stock (2,247 underlying) - Exercise/Conversion
Restricted Stock Unit
2026-01-01−4,280→ 17,117 totalExercise: $0.00→ Class A Common Stock (4,280 underlying) - Exercise/Conversion
Restricted Stock Unit
2026-01-01−4,015→ 32,114 totalExercise: $0.00→ Class A Common Stock (4,015 underlying) - Exercise/Conversion
Restricted Stock Unit
2026-01-01−3,320→ 39,844 totalExercise: $0.00→ Class A Common Stock (3,320 underlying)
Footnotes (9)
- [F1]Includes 1,067 shares of Class A common stock acquired by the Reporting Person on May 30, 2025 and 592 shares of Class A common stock acquired by the Reporting Person on November 28, 2025 pursuant to the Issuer's employee stock purchase plan.
- [F2]The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.
- [F3]The price reported in this line item is a weighted average price. These shares were sold as part of block trades for multiple security holders of the Issuer at prices ranging from $8.44 to $8.88, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein with regard to the block trades.
- [F4]Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.
- [F5]The RSUs vested as to 1/16th of the total shares on April 1, 2022, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
- [F6]RSUs do not expire; they either vest or are canceled prior to the vesting date.
- [F7]The RSUs vested as to 1/16th of the total award on April 1, 2023, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
- [F8]The RSUs vested as to 1/16th of the total shares on April 1, 2024, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
- [F9]The RSUs vested as to 1/16th of the total shares on April 1, 2025, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
Documents
Issuer
PubMatic, Inc.
CIK 0001422930
Entity typeother
Related Parties
1- filerCIK 0001833462
Filing Metadata
- Form type
- 4
- Filed
- Jan 4, 7:00 PM ET
- Accepted
- Jan 5, 7:20 PM ET
- Size
- 17.4 KB