Pantelick Steven 4

Accession 0001833465-25-000003

CIK 0001422930other

View on SEC.gov Company Profile

Filed

Oct 2, 8:00 PM ET

Accepted

Oct 3, 7:32 PM ET

Size

18.8 KB

Accession

0001833465-25-000003

Insider Transaction Report

Form 4

Period: 2025-10-01

PubMatic, Inc.PUBM

Pantelick Steven

CHIEF FINANCIAL OFFICER

Transactions

Exercise/Conversion
Class A Common Stock
2025-10-01+30,965→ 57,991 total
Sale
Class A Common Stock
2025-10-02$8.23/sh−15,779$129,921→ 42,212 total
Exercise/Conversion
Restricted Stock Unit
2025-10-01−5,057→ 5,056 total
Exercise: $0.00→ Class A Common Stock (5,057 underlying)
Exercise/Conversion
Restricted Stock Unit
2025-10-01−9,546→ 47,731 total
Exercise: $0.00→ Class A Common Stock (9,546 underlying)
Exercise/Conversion
Restricted Stock Unit
2025-10-01−8,955→ 80,596 total
Exercise: $0.00→ Class A Common Stock (8,955 underlying)
Exercise/Conversion
Restricted Stock Unit
2025-10-01−7,407→ 96,289 total
Exercise: $0.00→ Class A Common Stock (7,407 underlying)
Sale
Class A Common Stock
2025-10-03$8.38/sh−15,186$127,272→ 27,026 total

Footnotes (9)

[F1]The sales reported in this line item represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.
[F2]The price reported in this line item is a weighted average price. These shares were sold as part of block trades for multiple security holders of the Issuer at prices ranging from $8.15 to $8.31, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein with regard to the block trades.
[F3]The sales reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 28, 2025.
[F4]Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.
[F5]The RSUs vested as to 1/16th of the total shares on April 1, 2022, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
[F6]RSUs do not expire; they either vest or are canceled prior to the vesting date.
[F7]The RSUs vested as to 1/16th of the total award on April 1, 2023, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
[F8]The RSUs vest as to 1/16th of the total shares on April 1, 2024, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
[F9]The RSUs vest as to 1/16th of the total shares on April 1, 2025, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Documents

1 file

4
form4-10032025_111021.xmlPrimary

Issuer

PubMatic, Inc.

CIK 0001422930

→

Entity typeother

Related Parties

filerCIK 0001833465

Filing Metadata

Form type: 4
Filed: Oct 2, 8:00 PM ET
Accepted: Oct 3, 7:32 PM ET
Size: 18.8 KB

View on SEC.gov