4//SEC Filing
Pantelick Steven 4
Accession 0001833465-26-000002
CIK 0001422930other
Filed
Jan 4, 7:00 PM ET
Accepted
Jan 5, 8:13 PM ET
Size
19.6 KB
Accession
0001833465-26-000002
Insider Transaction Report
Form 4
PubMatic, Inc.PUBM
Pantelick Steven
CHIEF FINANCIAL OFFICER
Transactions
- Exercise/Conversion
Class A Common Stock
2026-01-01+30,965→ 59,650 total - Sale
Class A Common Stock
2026-01-02$8.61/sh−12,567$108,238→ 47,083 total - Sale
Class A Common Stock
2026-01-05$8.81/sh−18,398$162,051→ 28,685 total - Exercise/Conversion
Restricted Stock Unit
2026-01-01−5,056→ 0 totalExercise: $0.00→ Class A Common Stock (5,056 underlying) - Exercise/Conversion
Restricted Stock Unit
2026-01-01−9,546→ 38,185 totalExercise: $0.00→ Class A Common Stock (9,546 underlying) - Exercise/Conversion
Restricted Stock Unit
2026-01-01−8,956→ 71,640 totalExercise: $0.00→ Class A Common Stock (8,956 underlying) - Exercise/Conversion
Restricted Stock Unit
2026-01-01−7,407→ 88,882 totalExercise: $0.00→ Class A Common Stock (7,407 underlying)
Footnotes (11)
- [F1]Includes 1,068 shares of Class A common stock acquired by the Reporting Person on May 30, 2025 and 591 shares of Class A common stock acquired by the Reporting Person on November 28, 2025 pursuant to the Issuer's employee stock purchase plan.
- [F10]The RSUs vested as to 1/16th of the total shares on April 1, 2024, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
- [F11]The RSUs vested as to 1/16th of the total shares on April 1, 2025, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
- [F2]The sales reported in this line item represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.
- [F3]The price reported in this line item is a weighted average price. These shares were sold as part of block trades for multiple security holders of the Issuer at prices ranging from $8.44 to $8.88, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein with regard to the block trades.
- [F4]The sales reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 28, 2025.
- [F5]The price reported in this line item is a weighted average price. These shares were sold at prices ranging from $8.745 to $8.93, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
- [F6]Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.
- [F7]The RSUs vested as to 1/16th of the total shares on April 1, 2022, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
- [F8]RSUs do not expire; they either vest or are canceled prior to the vesting date.
- [F9]The RSUs vested as to 1/16th of the total award on April 1, 2023, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
Documents
Issuer
PubMatic, Inc.
CIK 0001422930
Entity typeother
Related Parties
1- filerCIK 0001833465
Filing Metadata
- Form type
- 4
- Filed
- Jan 4, 7:00 PM ET
- Accepted
- Jan 5, 8:13 PM ET
- Size
- 19.6 KB