4//SEC Filing
Goel Rajeev K. 4
Accession 0001833511-25-000015
CIK 0001422930other
Filed
Dec 8, 7:00 PM ET
Accepted
Dec 9, 6:30 PM ET
Size
24.4 KB
Accession
0001833511-25-000015
Insider Transaction Report
Form 4
PubMatic, Inc.PUBM
Goel Rajeev K.
DirectorCHIEF EXECUTIVE OFFICER10% Owner
Transactions
- Conversion
Class A Common Stock
2025-12-08+44,000→ 44,000 total - Sale
Class A Common Stock
2025-12-08$9.02/sh−44,000$396,695→ 0 total - Exercise/Conversion
Stock Option (Right to buy Class B Common Stock)
2025-12-08−44,000→ 360,668 totalExercise: $1.11Exp: 2026-07-07→ Class B Common Stock (44,000 underlying) - Exercise/Conversion
Class B Common Stock
2025-12-08$1.11/sh+44,000$48,840→ 254,984 total→ Class B Common Stock (44,000 underlying) - Conversion
Class B Common Stock
2025-12-08−44,000→ 210,984 total→ Class A Common Stock (44,000 underlying)
Holdings
- 581,260(indirect: See footnote)
Class B Common Stock
→ Class A Common Stock (581,260 underlying) - 400,000(indirect: See footnote)
Class B Common Stock
→ Class A Common Stock (400,000 underlying) - 68,616(indirect: See footnote)
Class B Common Stock
→ Class A Common Stock (68,616 underlying) - 308,775(indirect: See footnote)
Class B Common Stock
→ Class A Common Stock (308,775 underlying) - 483,784(indirect: See footnote)
Class B Common Stock
→ Class A Common Stock (483,784 underlying)
Footnotes (11)
- [F1]Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.
- [F10]These securities are held by a trust for the benefit of the Reporting Person's child. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
- [F11]These securities are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries.
- [F2]Following the sales reported in this line item, Mr. Goel holds 2,362,194 shares of Class A Common Stock and Class B Common Stock, which figure does not reflect vested but unexercised options, unvested options, or unvested restricted stock units, each as of the date of filing. The option award under which these shares were exercised expires on July 7, 2026.
- [F3]The sales reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 2, 2025.
- [F4]These securities were transferred by the Reporting Person to The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries, and were sold by the Goel Family Trust as reported herein.
- [F5]Represents the weighted average sale price. The lowest price at which shares were sold was $8.85 and the highest price at which shares were sold was $9.22. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth herein.
- [F6]The options are fully vested.
- [F7]These securities are held by the Reporting Person, as custodian for the benefit of his children under the California Uniform Transfers to Minors Act.
- [F8]These securities are held by The Goel Heritage Trust, of which the Reporting Person's children are beneficiaries. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
- [F9]These securities are held by The Goel Family Gift Trust, of which family members and certain other individuals are beneficiaries. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
Documents
Issuer
PubMatic, Inc.
CIK 0001422930
Entity typeother
Related Parties
1- filerCIK 0001833511
Filing Metadata
- Form type
- 4
- Filed
- Dec 8, 7:00 PM ET
- Accepted
- Dec 9, 6:30 PM ET
- Size
- 24.4 KB