Upstart Holdings, Inc.·4

Mar 3, 4:36 PM ET

Mirgorodskaya Natalia 4

4 · Upstart Holdings, Inc. · Filed Mar 3, 2026

Insider Transaction Report

Form 4
Period: 2026-02-28
Transactions
  • Award

    Common Stock

    [F1][F2]
    2026-02-28+9,37534,664 total
  • Sale

    Common Stock

    [F3]
    2026-03-02$26.02/sh390$10,14834,274 total
  • Award

    Employee Stock Option (Right to buy)

    [F4]
    2026-02-28+5,9385,938 total
    Exercise: $27.23Exp: 2036-02-29Common Stock (5,938 underlying)
Footnotes (4)
  • [F1]These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. 1/4th of the RSUs shall vest on February 15, 2027 and at the end of each successive three month period thereafter, subject to the Reporting Person continuing as a service provider through each such date.
  • [F2]Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.
  • [F3]The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 28, 2025.
  • [F4]1/12th of the shares subject to the option shall vest on December 15, 2026 and each successive one-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date.
Signature
/s/ Steven Madrid, by power of attorney|2026-03-03

Documents

1 file
  • 4
    wk-form4_1772573785.xmlPrimary

    FORM 4