4//SEC Filing
Holme Timothy 4
Accession 0001834249-25-000009
CIK 0001811414other
Filed
Nov 19, 7:00 PM ET
Accepted
Nov 20, 5:39 PM ET
Size
20.3 KB
Accession
0001834249-25-000009
Insider Transaction Report
Form 4
Holme Timothy
CHIEF TECHNOLOGY OFFICER
Transactions
- Conversion
Class A Common Stock
2025-11-19+166,441→ 1,453,168 total - Tax Payment
Class A Common Stock
2025-11-18$13.04/sh−76,565$998,530→ 1,287,708 total - Sale
Class A Common Stock
2025-11-19$12.51/sh−44,923$562,018→ 0 total(indirect: By Trust) - Tax Payment
Class A Common Stock
2025-11-18$13.46/sh−981$13,205→ 1,286,727 total - Sale
Class A Common Stock
2025-11-19$12.51/sh−201,785$2,524,431→ 1,251,383 total - Conversion
Class A Common Stock
2025-11-19+44,923→ 44,923 total(indirect: By Trust) - Conversion
Class B Common Stock
2025-11-19−166,441→ 8,194,018 total→ Class A Common Stock (166,441 underlying) - Conversion
Class B Common Stock
2025-11-19−44,923→ 1,573,785 total(indirect: By Trust)→ Class A Common Stock (44,923 underlying)
Footnotes (8)
- [F1]Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs") and performance restricted stock units ("PSUs").
- [F2]The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.44 to $13.44, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- [F3]The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.45 to $13.48, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- [F4]The exercise and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2025.
- [F5]The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.215 to $12.885, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- [F6]Includes 1,217,866 shares represented by RSUs and PSUs. Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.
- [F7]The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.225 to $12.885, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- [F8]Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date.
Documents
Issuer
QuantumScape Corp
CIK 0001811414
Entity typeother
Related Parties
1- filerCIK 0001834249
Filing Metadata
- Form type
- 4
- Filed
- Nov 19, 7:00 PM ET
- Accepted
- Nov 20, 5:39 PM ET
- Size
- 20.3 KB