9830 Macarthur, LLC 4
4 · Aterian, Inc. · Filed Sep 15, 2021
Insider Transaction Report
Form 4
Aterian, Inc.ATER
9830 Macarthur LLC
10% Owner
Transactions
- Sale
Common Stock ($0.0001 par value)
2021-09-01$7.26/sh−181,000$1,314,060→ 4,725,401 total(indirect: By LLC) - Sale
Common Stock ($0.0001 par value)
2021-09-07$7.34/sh−10,000$73,400→ 4,715,401 total(indirect: By LLC)
Footnotes (3)
- [F1]9830 Macarthur, LLC ("Macarthur") is a private investment vehicle. Macarthur driectly owns the securities herin. Nijor Children's Trust UA 1/2/2017 ( the " Trust" )is the Manager of Macarthur. Jelena Puzovic is the Trustee of the Trust. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose
- [F2]All prices reported herein are exclusive of brokerage commissions. This price is a weighted average price. These shares were disposed in multiple transactions at prices ranging from $7.06 to $7.66, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the foregoing range.
- [F3]All prices reported herein are exclusive of brokerage commissions. These shares were disposed at an average price of $7.34. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the foregoing range.