4//SEC Filing
9830 Macarthur, LLC 4
Accession 0001834515-21-000003
CIK 0001757715other
Filed
Sep 16, 8:00 PM ET
Accepted
Sep 17, 8:51 PM ET
Size
6.9 KB
Accession
0001834515-21-000003
Insider Transaction Report
Form 4
Aterian, Inc.ATER
9830 Macarthur LLC
10% Owner
Transactions
- Purchase
Common Stock ($0.0001 par value)
2021-09-17$7.71/sh+1,468,700$11,323,677→ 3,246,701 total(indirect: By LLC)
Footnotes (3)
- [F1]9830 Macarthur, LLC ("Macarthur") isa private investment vehicle. Macarthur directly owns the securities reported herein. Nijor Childrens's Trust UA 1/2/2017 ( The "Trust" ) is the Manager of Macarthur. Jelena Puzovic is the Trustee of the Trust. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.
- [F2]All prices reported herein are exclusive of brokerage commissions. These shares were disposed at an average price of $7.71. These transactions were transacted from 8/31 through 9/13/21 via assignment of shares on a covered call option strategy for the Sep 17,2021 expiration date. The strike prices of the calls that were assigned include the following strikes: $3.00, $3.50, $.4.00, $4.50. $5.00. $5.50, $7.50 and $10.00. Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares assigned at each separate strike within the foregoing range.
- [F3]This is the expiration date of the covered call option strategy that assigned the shares. Shares were assigned from 8/31 through 9/13/2021. Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the specific dates and number of shares and specific strikes.
Documents
Issuer
Aterian, Inc.
CIK 0001757715
Entity typeother
IncorporatedWY
Related Parties
1- filerCIK 0001834515
Filing Metadata
- Form type
- 4
- Filed
- Sep 16, 8:00 PM ET
- Accepted
- Sep 17, 8:51 PM ET
- Size
- 6.9 KB