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4//SEC Filing

Ryan Alex 4

Accession 0001835256-21-000040

CIK 0001835256other

Filed

Sep 29, 8:00 PM ET

Accepted

Sep 30, 7:46 PM ET

Size

8.2 KB

Accession

0001835256-21-000040

Insider Transaction Report

Form 4
Period: 2021-09-29
Ryan Alex
DirectorSee Remarks
Transactions
  • Sale

    Common Stock

    2021-09-29$23.00/sh1,080$24,8411,837,483 total(indirect: By Trust)
  • Sale

    Common Stock

    2021-09-30$23.15/sh20,160$466,6091,817,323 total(indirect: By Trust)
Footnotes (4)
  • [F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
  • [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.00 to $23.01. The Reporting Person undertakes to provide The Duckhorn Portfolio, Inc., any security holder of The Duckhorn Portfolio, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  • [F3]Shares held of record by Alex Ryan, trustee of the Alex & Jeanine Ryan 2015 Revocable Trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities on this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.
  • [F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.00 to $23.36. The Reporting Person undertakes to provide The Duckhorn Portfolio, Inc., any security holder of The Duckhorn Portfolio, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Issuer

Duckhorn Portfolio, Inc.

CIK 0001835256

Entity typeother

Related Parties

1
  • filerCIK 0001850192

Filing Metadata

Form type
4
Filed
Sep 29, 8:00 PM ET
Accepted
Sep 30, 7:46 PM ET
Size
8.2 KB