Ugwumba Chidozie 4

What Happened
Ugwumba Chidozie, identified as a 10% owner of Clene Inc. (CLNN), sold a total of 39,162 shares in three open-market/private transactions between April 15–17, 2026. The sales were: 6,374 shares @ $6.48 (Apr 15) = $41,304; 7,748 shares @ $6.40 (Apr 16) = $49,587; and 25,040 shares @ $6.43 (Apr 17) = $161,007. Total proceeds from the three disposals were approximately $251,898. These transactions are reported as sales (code S).

Key Details

• Dates and prices:
  • Apr 15, 2026 — 6,374 shares @ $6.48 = $41,304
  • Apr 16, 2026 — 7,748 shares @ $6.40 = $49,587
  • Apr 17, 2026 — 25,040 shares @ $6.43 = $161,007
• Total sold: 39,162 shares for ~$251,898.
• Transaction code: S (Sale).
• Shares owned after transaction: not specified in the provided filing.
• Filing date: Apr 17, 2026 — filed within the typical 2-business-day reporting window (not marked late).
• Footnotes/plan disclosures: the filing does not disclose a 10b5-1 plan, tax-withholding, or other special footnotes.

Context
As a 10% owner, Chidozie is a significant shareholder rather than necessarily an officer—such holders may sell for liquidity or portfolio reasons; sales alone do not prove a change in company fundamentals. Purchases tend to carry more direct positive signals for retail investors; these reported transactions are routine disposals as disclosed on the Form 4.