4//SEC Filing
Urist Marshall 4
Accession 0001838139-25-000004
CIK 0001802768other
Filed
Nov 6, 7:00 PM ET
Accepted
Nov 7, 4:16 PM ET
Size
10.4 KB
Accession
0001838139-25-000004
Insider Transaction Report
Form 4
Urist Marshall
EVP, Research & Investments
Transactions
- Award
Class A Ordinary Shares
2025-11-05+4,626→ 43,882 total - Conversion
Class A Ordinary Shares
2025-11-07+160,000→ 206,667 total(indirect: By LLC) - Conversion
LP interests in RPI US Partners 2019, LP
2025-11-07−16,000→ 247,412 total(indirect: By LLC)Exercise: $0.00→ Class A Ordinary Shares (160,000 underlying)
Holdings
- 19,020(indirect: By IRA)
Class A Ordinary Shares
Footnotes (3)
- [F1]Reflects the exempt acquisition by the Reporting Person pursuant to Rule 16b-3 of Class A Ordinary Shares of the Issuer in connection with the settlement of Equity Performance Awards.
- [F2]These Class A Ordinary Shares will be received by the Reporting Person in exchange for limited partnership interests in RPI US Partners 2019, LP ("RPI US LP"). Each limited partnership interest in RPI US LP ("RPI US LP Interest") will be exchanged for ten Class B Interests in Royalty Pharma Holdings Limited ("Holdings"). Each Class B Interest in Holdings so distributed will be exchanged for one Class A Ordinary Share of the Issuer. This exchange will be made pursuant to the terms of the Amended and Restated Exchange Agreement. No additional value will be paid by the Reporting Person in connection with the exchange.
- [F3]Represents RPI US LP Interests. Each RPI US LP Interest can be exchanged for ten Class B Interests in Holdings at any time and for no additional value, which exchange right does not expire until so converted. Upon such exchange, each Class B Interest in Holdings issued in exchange for a RPI US LP Interest will be exchanged for one Class A Ordinary Share of the Issuer for no additional value.
Documents
Issuer
Royalty Pharma plc
CIK 0001802768
Entity typeother
Related Parties
1- filerCIK 0001838139
Filing Metadata
- Form type
- 4
- Filed
- Nov 6, 7:00 PM ET
- Accepted
- Nov 7, 4:16 PM ET
- Size
- 10.4 KB