Caldini Filippo 4/A
4/A · ESTABLISHMENT LABS HOLDINGS INC. · Filed Apr 8, 2026
Research Summary
AI-generated summary of this filing
Establishment Labs (ESTA) CEO Filippo Caldini Receives Stock Awards
What Happened
Filippo Caldini, CEO of Establishment Labs Holdings, received equity awards on February 18, 2026 consisting of 14,266 stock units and 24,879 derivative awards (total 39,145 shares) at $0.00 per share. These awards were granted under the Issuer's 2018 Equity Incentive Plan. This is an award/grant (not a purchase or sale); no cash changed hands. The Form 4 was filed as an amendment on April 8, 2026.
Key Details
- Transaction date: February 18, 2026; Amended Form 4 filed April 8, 2026 (beyond the typical 2-business-day window).
- Award amounts and price: 14,266 stock units @ $0.00; 24,879 derivative awards @ $0.00; combined total 39,145 shares; total acquisition cost listed as $0.
- Vesting: Per footnotes, one-fourth of each award vests on February 18, 2027 and one-fourth on each one-year anniversary thereafter (annual vesting over four years), subject to continued service.
- Plan: Awards issued under the Issuer’s 2018 Equity Incentive Plan.
- Shares owned after transaction: Not specified in the provided filing excerpt.
- Filing status: Amended filing; original reporting deadline exceeded.
Context
The derivative portion represents an award subject to vesting (e.g., option-like or restricted units) rather than an immediate sale or exercise; there is no indication of a cashless exercise or disposition. Equity awards to executives are commonly used for retention and alignment with shareholders; they do not by themselves indicate a buy or sell signal.
Insider Transaction Report
- Award
Common Shares
[F1]2026-02-18+14,266→ 49,511 total - Award
Stock Option (Right to buy)
[F2]2026-02-18+24,879→ 24,879 totalExercise: $76.23From: 2027-02-18Exp: 2036-02-18→ Common Shares (24,879 underlying)
Footnotes (2)
- [F1]Represents an award of stock units under the Issuer's 2018 Equity Incentive Plan. One-fourth of the shares subject to the award shall vest on February 18, 2027 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through such date.
- [F2]One-fourth of the shares subject to the option shall vest on February 18, 2027 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.