4Filed Aug 25, 8:00 PM ET
Establishment Labs (ESTA) CEO Filippo Caldini Sells 682 Shares
$ESTA · ESTABLISHMENT LABS HOLDINGS INC.Research Summary
AI-generated summary of this SEC filing
Establishment Labs (ESTA) CEO Filippo Caldini Sells 682 Shares
What Happened
- Filippo Caldini, CEO of Establishment Labs Holdings, had 682 shares withheld by the company to satisfy tax withholding related to the vesting of restricted stock units. The withholding is reported as a disposition valued at $71.52 per share, totaling $48,777.
Key Details
- Transaction date: 2026-08-20; Filing date (Form 4): 2026-08-26 (appears to be filed after the typical 2-business-day Form 4 deadline).
- Shares withheld/disposed: 682 shares at $71.52 per share; total value $48,777.
- Shares owned after transaction: Not specified in the filing.
- Footnote: F1 — "Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units previously granted to the reporting person."
- Transaction code: F (tax withholding on vested equity), not an open-market sale.
Context
- This was a tax-withholding event tied to RSU vesting (routine administrative disposition), not a discretionary market sale — it usually reflects payroll/tax processing rather than a signal about company prospects.
- Such withholdings reduce outstanding shares held by the insider and are common when equity awards vest.