CAPITAL ONE FINANCIAL CORP·4

Feb 5, 4:58 PM ET

Young Andrew M 4

4 · CAPITAL ONE FINANCIAL CORP · Filed Feb 5, 2026

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Capital One (COF) CFO Andrew Young Receives RSU Award

What Happened Andrew M. Young, Chief Financial Officer of Capital One Financial Corp. (COF), received a grant of 6,759 restricted stock units (RSUs) on February 3, 2026. The filing reports the acquisition at $0.00 per unit (award), which is typical for compensation grants; the Form 4 shows $0 as the transaction amount because these are equity awards rather than an open-market purchase.

Key Details

  • Transaction date and type: 2026-02-03 — Grant/Award (code A) of 6,759 RSUs at $0.00 per unit.
  • Report filed: Form 4 filed on 2026-02-05 (timely within the standard two-business-day window).
  • Vesting: Footnote F1 — RSUs vest in three equal installments starting Feb 15, 2027, then annually thereafter; each RSU converts to one share upon vesting (contingent right).
  • Shares owned after transaction: Not specified in the supplied extract; footnote F2 notes the total includes shares acquired through the Company’s Associate Stock Purchase Plan since the last reported transaction.
  • No indication of a sale, exercise, or tax-withholding disposition in this filing.

Context RSU grants are a form of compensation that convert to actual shares only when they vest; they do not represent an immediate market purchase or sale. Such awards are routine for senior executives and are intended to align long-term incentives with shareholder value. This filing is informational and does not by itself indicate buying or selling pressure in the stock.

Insider Transaction Report

Form 4
Period: 2026-02-03
Young Andrew M
Chief Financial Officer
Transactions
  • Award

    Common Stock

    [F1][F2]
    2026-02-03+6,75958,099 total
Holdings
  • Common Stock

    (indirect: By Children)
    59
Footnotes (2)
  • [F1]This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2027 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.
  • [F2]Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.
Signature
/s/ Blaise F. Brennan (POA on file)|2026-02-05

Documents

1 file
  • 4
    wk-form4_1770328680.xmlPrimary

    FORM 4