4//SEC Filing
Wheeler L. Allen 4
Accession 0001839882-23-000274
CIK 0001377149other
Filed
Jan 3, 7:00 PM ET
Accepted
Jan 4, 6:50 PM ET
Size
12.4 KB
Accession
0001839882-23-000274
Insider Transaction Report
Form 4
Wheeler L. Allen
Director
Transactions
- Disposition to Issuer
Secured Convertible Note
2022-12-30→ 0 totalExercise: $0.05Exp: 2028-02-22→ Common Stock (9,638,417 underlying) - Award
Secured Convertible Note
2022-12-30Exercise: $0.10Exp: 2023-12-31→ Common Stock (50,000 underlying) - Award
Secured Convertible Note
2022-12-30Exercise: $0.10Exp: 2023-12-31→ Common Stock (30,000 underlying) - Disposition to Issuer
Secured Convertible Note
2022-12-30→ 0 totalExercise: $0.52Exp: 2025-02-16→ Common Stock (2,140,138 underlying)
Footnotes (3)
- [F1]On December 30, 2022, the reporting persons exchanged all outstanding notes issued under the Note and Warrant Purchase Agreement dated as of April 21, 2011, as amended, with an aggregate principal balance of $1,594,793, for replacement notes in the indicated principal amounts with a conversion price of $0.10 per share. At the time, the reporting persons surrendered for cancellation all outstanding warrants held by him representing an aggregate of 382,692 shares, for no value, the reporting of which is exempt under Rule 16a-4(d) of the Exchange Act.
- [F2]Immediately exercisable.
- [F3]See footnote (1).
Documents
Issuer
CareView Communications Inc
CIK 0001377149
Entity typeother
Related Parties
1- filerCIK 0001495507
Filing Metadata
- Form type
- 4
- Filed
- Jan 3, 7:00 PM ET
- Accepted
- Jan 4, 6:50 PM ET
- Size
- 12.4 KB