Home/Filings/4/0001839882-23-000277
4//SEC Filing

McRee Sandra K 4

Accession 0001839882-23-000277

CIK 0001377149other

Filed

Jan 3, 7:00 PM ET

Accepted

Jan 4, 6:54 PM ET

Size

12.4 KB

Accession

0001839882-23-000277

Insider Transaction Report

Form 4
Period: 2022-12-30
Transactions
  • Disposition to Issuer

    Secured Convertible Note

    2022-12-300 total
    Exercise: $0.05Exp: 2028-02-22Common Stock (3,212,806 underlying)
  • Award

    Secured Convertible Note

    2022-12-30
    Exercise: $0.10Exp: 2023-12-31Common Stock (10,000 underlying)
  • Disposition to Issuer

    Secured Convertible Note

    2022-12-300 total
    Exercise: $0.52Exp: 2025-02-16Common Stock (856,055 underlying)
  • Award

    Secured Convertible Note

    2022-12-30
    Exercise: $0.10Exp: 2023-12-31Common Stock (20,000 underlying)
Footnotes (3)
  • [F1]On December 30, 2022, the reporting persons exchanged all outstanding notes issued under the Note and Warrant Purchase Agreement dated as of April 21, 2011, as amended, with an aggregate principal balance of $605,789, for replacement notes in the indicated principal amounts with a conversion price of $0.10 per share. At the time, the reporting persons surrendered for cancellation all outstanding warrants held by her representing an aggregate of 148,076 shares, for no value, the reporting of which is exempt under Rule 16a-4(d) of the Exchange Act.
  • [F2]Immediately exercisable.
  • [F3]See footnote (1).

Issuer

CareView Communications Inc

CIK 0001377149

Entity typeother

Related Parties

1
  • filerCIK 0001588618

Filing Metadata

Form type
4
Filed
Jan 3, 7:00 PM ET
Accepted
Jan 4, 6:54 PM ET
Size
12.4 KB