4//SEC Filing
Johnson Steven G. 4
Accession 0001839882-23-000279
CIK 0001377149other
Filed
Jan 3, 7:00 PM ET
Accepted
Jan 4, 6:57 PM ET
Size
26.2 KB
Accession
0001839882-23-000279
Insider Transaction Report
Form 4
Johnson Stephen G
DirectorPresident and COO10% Owner
Transactions
- Award
Secured Convertible Note
2022-12-30Exercise: $0.10Exp: 2023-12-31→ Common Stock (60,000 underlying) - Award
Secured Convertible Note
2022-12-30(indirect: By LLC)Exercise: $0.10Exp: 2023-12-31→ Common Stock (15,000 underlying) - Disposition to Issuer
Secured Convertible Note
2022-12-30→ 0 totalExercise: $0.05Exp: 2028-02-22→ Common Stock (19,276,834 underlying) - Disposition to Issuer
Secured Convertible Note
2022-12-30→ 0 totalExercise: $0.05Exp: 2028-07-10→ Common Stock (15,319,192 underlying) - Disposition to Issuer
Secured Note
2022-12-30→ 0 total(indirect: By LLC)Exercise: $0.00Exp: 2022-06-30→ Common Stock (0 underlying) - Disposition to Issuer
Secured Note
2022-12-30→ 0 total(indirect: By LLC)Exercise: $0.00Exp: 2022-06-30→ Common Stock (0 underlying) - Disposition to Issuer
Secured Convertible Note
2022-12-30→ 0 totalExercise: $0.52Exp: 2025-02-16→ Common Stock (2,782,180 underlying) - Award
Secured Convertible Note
2022-12-30Exercise: $0.10Exp: 2023-12-31→ Common Stock (65,000 underlying) - Award
Secured Convertible Note
2022-12-30Exercise: $0.10Exp: 2023-12-31→ Common Stock (50,000 underlying) - Award
Secured Convertible Note
2022-12-30(indirect: By LLC)Exercise: $0.10Exp: 2023-12-31→ Common Stock (25,000 underlying)
Footnotes (3)
- [F1]On December 30, 2022, the reporting persons exchanged all outstanding notes issued under the Note and Warrant Purchase Agreement dated as of April 21, 2011, as amended, with an aggregate principal balance of $3,711,153 some of which notes had previously been amended to remove the conversion feature, for replacement notes in the indicated principal amounts with a conversion price of $0.10 per share. At the time, the reporting persons surrendered for cancellation all outstanding warrants held by them representing an aggregate of 500,001 shares, for no value, the reporting of which is exempt under of which is exempt under Rule 16a-4(d) of the Exchange Act.
- [F2]Immediately exercisable.
- [F3]See footnote (1).
Documents
Issuer
CareView Communications Inc
CIK 0001377149
Entity typeother
Related Parties
1- filerCIK 0001495505
Filing Metadata
- Form type
- 4
- Filed
- Jan 3, 7:00 PM ET
- Accepted
- Jan 4, 6:57 PM ET
- Size
- 26.2 KB