SOPHiA GENETICS SA·4/A

Apr 8, 8:46 AM ET

Verma Abhimanyu 4/A

4/A · SOPHiA GENETICS SA · Filed Apr 8, 2026

Research Summary

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SOPHiA GENETICS (SOPH) CTO Abhimanyu Verma Receives RSU Award

What Happened
Abhimanyu Verma, Chief Technology Officer of SOPHiA GENETICS (SOPH), was granted equity on April 2, 2026. The Form 4/A reports two award entries: 82,136 ordinary shares acquired at $0.00 and 119,760 derivative awards (RSUs) acquired at $0.00, for a combined 201,896 share-based awards. The transaction is an award/grant (code A) and involved no cash payment.

Key Details

  • Transaction date: April 2, 2026 (reported on an amended Form 4 filed April 8, 2026).
  • Awards reported:
    • 82,136 ordinary shares @ $0.00 (acquired)
    • 119,760 derivative awards (RSUs) @ $0.00 (acquired)
  • Total awarded on 4/2/2026: 201,896 share equivalents.
  • Shares beneficially owned following the transaction (corrected): 207,949 ordinary shares (per footnote F2; this Form 4/A corrects the Column 5 amount previously reported).
  • Vesting/terms:
    • F1: RSU grant — 25% vests April 2, 2027; remaining 75% vest in equal quarterly installments through April 2, 2030.
    • F3: (separate note in filing) indicates a share option vests 25% April 2, 2027 then in equal monthly installments through April 2, 2030.
  • Filing notes: This is an amended Form 4 (filed 2026-04-08) amending the Form 4 filed 2026-04-03 to correct beneficial ownership. No tax-withholding or 10b5-1 plan is indicated on the form.

Context
These entries are grants/awards (not purchases or open-market sales) and therefore reflect compensation/equity incentives subject to multi-year vesting schedules. Derivative RSUs represent contingent rights to receive ordinary shares upon vesting — not immediate marketable shares. The amendment corrects the ownership total but does not change that the awards were granted at $0.00.

Insider Transaction Report

Form 4/AAmended
Period: 2026-04-02
Verma Abhimanyu
Chief Technology Officer
Transactions
  • Award

    Ordinary Shares

    [F1][F2]
    2026-04-02+82,136207,949 total
  • Award

    Share Option (Right to Buy)

    [F3]
    2026-04-02+119,760119,760 total
    Exercise: $5.04Exp: 2036-04-02Ordinary Shares (119,760 underlying)
Footnotes (3)
  • [F1]Represents a restricted stock unit ("RSU") grant made under the Issuer's 2021 Equity Incentive Plan. Each RSU represents a contingent right to receive one ordinary share of the Issuer, subject to the Reporting Person's continued service with the Issuer. 25% of the RSUs will vest on April 2, 2027, and the remaining 75% will vest in equal quarterly installments through April 2, 2030.
  • [F2]This Form 4/A amends the Form 4 filed on April 3, 2026 to correct the amount reported in Column 5 (Amount of Securities Beneficially Owned Following Reported Transaction), which was previously reported as 82,136 ordinary shares due to an inadvertent error. The correct amount is 207,949 ordinary shares.
  • [F3]The share option vests and becomes exercisable as to 25% of the ordinary shares on April 2, 2027, and then in equal monthly installments through April 2, 2030.
Signature
/s/ Elimara Brunetto as Attorney-in-fact for Abhimanyu Verma|2026-04-08

Documents

1 file
  • 4
    wk-form4a_1775652398.xml

    FORM 4/A