SOPHiA GENETICS SA·4

Apr 10, 4:02 PM ET

Menu Philippe 4

4 · SOPHiA GENETICS SA · Filed Apr 10, 2026

Research Summary

AI-generated summary of this filing

Updated

SOPHiA GENETICS (SOPH) CMO Philippe Menu Sells Shares

What Happened

  • Philippe Menu, Chief Medical Officer of SOPHiA GENETICS SA (SOPH), sold a total of 4,731 shares in two open‑market transactions to satisfy tax withholding from recent RSU vesting. The filings report 2,800 shares sold on 2026-04-08 at a weighted average price of $4.84 (≈ $13,544) and 1,931 shares sold on 2026-04-09 at a weighted average price of $4.74 (≈ $9,152). Aggregate proceeds were about $22,696. These were sales (not purchases) and were executed pursuant to a pre‑established Rule 10b5‑1 plan.

Key Details

  • Transaction dates and reported weighted average prices:
    • 2026-04-08: 2,800 shares sold, weighted avg $4.84 (range $4.78–$4.94) — Footnote F2
    • 2026-04-09: 1,931 shares sold, weighted avg $4.74 (range $4.655–$4.86) — Footnote F3
  • Total shares sold: 4,731; approximate total proceeds: $22,696.
  • Purpose / notable footnote: Sales were made to satisfy tax withholding obligations tied to RSU vestings on April 2 and 3, 2026, and were effected under a pre‑established Rule 10b5‑1 trading plan (Footnote F1). The reporting person states the trades were not discretionary.
  • Ownership after transaction: Not disclosed in the provided filing excerpt; see the full Form 4 for post‑transaction holdings.
  • Filing timeliness: No late‑filing flag indicated in the provided data.

Context

  • Sales to cover tax withholding after restricted stock unit vesting are common and typically routine; they do not necessarily signal the insider’s view on the company’s outlook. The 10b5‑1 plan detail indicates the trades were pre‑planned rather than ad hoc.

Insider Transaction Report

Form 4
Period: 2026-04-08
Menu Philippe
Chief Medical Officer
Transactions
  • Sale

    Ordinary Shares

    [F1][F2]
    2026-04-08$4.84/sh2,800$13,544278,652 total
  • Sale

    Ordinary Shares

    [F1][F3]
    2026-04-09$4.74/sh1,931$9,152276,721 total
Footnotes (3)
  • [F1]Represents shares sold by the Reporting Person in the open market to satisfy tax withholding obligations arising in connection with the vesting of restricted stock units on April 2 and 3, 2026. These sales were effected pursuant to a pre-established Rule 10b5-1 trading plan adopted by the Reporting Person and do not represent discretionary trades.
  • [F2]The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $4.78 to $4.94, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  • [F3]The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $4.655 to $4.86, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Signature
/s/ Elimara Brunetto as Attorney-in-fact for Philippe Menu|2026-04-10

Documents

1 file
  • 4
    wk-form4_1775851351.xmlPrimary

    FORM 4