Xu Zhenyu 4
4 · SOPHiA GENETICS SA · Filed Jul 7, 2026
Research Summary
AI-generated summary of this filing
SOPHiA GENETICS (SOPH) CSO Xu Zhenyu Sells 7,393 Shares
What Happened
- Xu Zhenyu, Chief Scientific Officer of SOPHiA GENETICS SA (SOPH), sold 7,393 shares on July 6, 2026. The weighted average sale price reported was $5.17 per share, for total proceeds of approximately $38,242. This was a sale (not a purchase) executed to satisfy tax-withholding obligations tied to recent restricted stock unit vesting.
Key Details
- Transaction date: July 6, 2026 (Form 4 filed July 7, 2026).
- Transaction type/code: Sale (S); open-market transactions.
- Price: Weighted average $5.17; prices ranged from $4.97 to $5.43 (per footnote).
- Shares sold: 7,393; proceeds ≈ $38,242.
- Shares owned after transaction: Not specified in the Form 4 filing.
- Footnotes: F1 — sales were made to satisfy tax withholding for RSUs vested July 2 and July 3, 2026, and were effected under a pre-established Rule 10b5-1(c) trading plan (non-discretionary). F2 — weighted average price; details of quantities at each price are available on request.
- Filing timeliness: Reported the next day (filed 2026-07-07 for a 2026-07-06 transaction), indicating a timely filing.
Context
- These sales were routine tax-withholding transactions tied to vested restricted stock units and were executed under a 10b5-1 plan, meaning they were pre-planned and not discretionary trades. Such sales are generally considered administrative (to cover taxes) rather than a direct signal about the insider’s view of the company.
Insider Transaction Report
Form 4
Xu Zhenyu
Chief Scientific Officer
Transactions
- Sale
Ordinary Shares
[F1][F2]2026-07-06$5.17/sh−7,393$38,242→ 614,887 total
Footnotes (2)
- [F1]Represents shares sold by the Reporting Person in the open market to satisfy tax withholding obligations arising in connection with the vesting of restricted stock units on July 2 and July 3, 2026. These sales were effected pursuant to a pre-established Rule 10b5-1(c) trading plan adopted by the Reporting Person and do not represent discretionary trades.
- [F2]The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $4.97 to $5.43, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Signature
/s/ Elimara Brunetto as Attorney-in-fact for Zhenyu Xu|2026-07-07