|4Oct 12, 4:04 PM ET

GO EK Ventures IV, LLC 4

4 · EASTMAN KODAK CO · Filed Oct 12, 2021

Insider Transaction Report

Form 4
Period: 2021-10-01
Transactions
  • Other

    5.00% Cumulative Series C Convertible Preferred Stock

    2021-10-01+12,7251,030,744 total
    Exercise: $10.00From: 2021-10-15Common Stock (127,250 underlying)
Footnotes (3)
  • [F1]The initial conversion price is subject to certain customary anti-dilution adjustments and to proportional increase in the event of the liquidation preference of the Series C Convertible Preferred Stock is increased.
  • [F2]The reporting person received 12,725 shares of 5.00% Cumulative Series C Convertible Preferred Stock as a payment-in-kind dividend on aggregate shares of Series C Preferred Stock owned at the close of business on the record date of October 1, 2021, and payable on October 15, 2021.
  • [F3]The 5.00% Cumulative Series C Preferred Stock is convertible into Common Stock at any time on a ten-for-one basis and has no expiration date.

Documents

1 file
  • 4
    primary_doc.xmlPrimary

    PRIMARY DOCUMENT