GLAUKOS Corp·4

Jun 1, 6:21 PM ET

WEN LEANA 4

4 · GLAUKOS Corp · Filed Jun 1, 2026

Research Summary

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Glaukos (GKOS) Director Wen Leana Receives RSU Award

What Happened
Wen Leana, a director of Glaukos Corp (GKOS), received two awards on May 28, 2026 totaling 4,865 restricted stock units (RSUs): 1,878 RSUs (direct) and 2,987 RSUs reported as a derivative award. Both awards were granted at $0.00 per unit (code A — award/grant) and will convert to an equivalent number of common shares when delivered. The RSUs vest in full on the one-year anniversary of the grant date under the issuer’s Director Compensation Policy.

Key Details

  • Transaction date: 2026-05-28; Filing date (Form 4): 2026-06-01 (timely filed).
  • Grants: 1,878 RSUs (direct) and 2,987 RSUs (derivative), total 4,865 RSUs; acquisition price reported $0.00.
  • Vesting: Awards vest in full one year from grant date (per footnotes F1 and F3).
  • Holdings note (F2): Form indicates 4,609 RSUs that have not vested or been delivered to the reporting person, and some RSUs that have vested but delivery was deferred.
  • Transaction type code: A = Award/Grant. No sale or open-market purchase reported.

Context
RSU grants to directors are a common form of compensation and do not represent an open-market purchase or sale. These awards typically become company shares only upon vesting and any subsequent delivery, so they are not an immediate market-value investment by the insider. This filing is informational and was submitted within the required two-business-day window.

Insider Transaction Report

Form 4
Period: 2026-05-28
WEN LEANA
Director
Transactions
  • Award

    Common Stock

    [F1][F2]
    2026-05-28+1,87821,617 total
  • Award

    Stock Option (Right to Buy)

    [F3]
    2026-05-28+2,9872,987 total
    Exercise: $53.57From: 2027-05-28Exp: 2036-05-28Common Stock (2,987 underlying)
Footnotes (3)
  • [F1]Represents a grant of restricted stock units received by the Reporting Person pursuant to the Issuer's Director Compensation Policy. The units will vest in full on the one-year anniversary of the grant date and are payable in an equivalent number of shares of the Issuer's common stock.
  • [F2]Includes 4,609 restricted stock units that have not vested or been delivered to the Reporting Person, as well as restricted stock units that have vested but delivery of which has been deferred by the Reporting Person.
  • [F3]Granted pursuant to the Issuer's Director Compensation Policy. Vests in full on the one-year anniversary of grant date.
Signature
Diana Scherer, Attorney-in-Fact|2026-06-01

Documents

1 file
  • 4
    form4-06012026_100644.xmlPrimary