CAPITAL ONE FINANCIAL CORP·4

May 12, 5:00 PM ET

Archibong Ime 4

4 · CAPITAL ONE FINANCIAL CORP · Filed May 12, 2026

Research Summary

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Capital One (COF) Director Ime Archibong Receives Award of 1,294 Shares

What Happened Ime Archibong, a director of Capital One Financial Corp (COF), received an award/acquisition of 1,294 restricted stock units (RSUs) on May 8, 2026. The reported acquisition price is $0.00 (standard for RSU grants), so the immediate cash value at grant is $0; the RSUs convert to shares upon vesting and may have market value then. The filing uses transaction code "A" (award/grant).

Key Details

  • Transaction date: 2026-05-08; Filing date: 2026-05-12 (appears filed within required Form 4 timing).
  • Grant: 1,294 RSUs at $0.00 per share (award/grant).
  • Vesting: Footnote F1 — the RSUs vest in their entirety on May 8, 2027.
  • Dividend equivalents: Footnotes indicate the award and related reporting include additional shares representing accrued dividends on issuable shares and deferred RSUs (F1, F2).
  • Shares owned after transaction: not specified in the summary data provided in this filing.

Context RSU grants are a form of compensation/retention and are not an open-market purchase or sale; they typically do not signal immediate buying or selling intent. The RSUs will convert to actual shares only upon vesting (May 8, 2027), and dividend-equivalent shares noted in the footnotes mean additional share amounts tied to dividends may be issued at settlement. For retail investors, awards like this are routine for directors and executives and should be interpreted differently than outright purchases or sales.

Insider Transaction Report

Form 4
Period: 2026-05-08
Transactions
  • Award

    Common Stock

    [F1][F2]
    2026-05-08+1,2949,977 total
Footnotes (2)
  • [F1]Restricted stock units that vest in their entirety on May 8, 2027. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement.
  • [F2]Includes shares representing dividends accrued on shares that were issued upon vesting of restricted stock units and on deferred restricted stock units since the last reported transaction.
Signature
/s/ Katherine DeLuca (POA on file)|2026-05-12

Documents

1 file
  • 4
    wk-form4_1778619607.xmlPrimary

    FORM 4