Hay Victoria 4
4 · Nauticus Robotics, Inc. · Filed Dec 10, 2024
Insider Transaction Report
Form 4
Hay Victoria
Interim CFO
Transactions
- Exercise/Conversion
Restricted Stock Units
2024-12-08−1,112→ 0 total→ Common Stock (1,112 underlying) - Exercise/Conversion
Common Stock
2024-12-08$1.11/sh+1,112$1,234→ 1,112 total - Sale
Common Stock
2024-12-10$1.07/sh−359$384→ 753 total
Footnotes (4)
- [F1]Holdings reflect 1-for-36 reverse stock split on July 18, 2024.
- [F2]Sell-Cover; cash proceeds delivered to the issuer to satisfy tax withholding upon vesting.
- [F3]Each Restricted Stock Unit ("RSU"), issued on December 8, 2023, was issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock, and vesting (i.e., forfeiture restriction termination) generally is subject to the reporting person remaining an employee (or other service provider) or director of the Company, its affiliates or subsidiaries.
- [F4]The RSUs will vest at the earlier of Mrs. Hay's departure and one year from the date of grant.