BroadOak Fund IV, LLC 3
3 · Codex DNA, Inc. · Filed Jun 17, 2021
Insider Transaction Report
Form 3
Codex DNA, Inc.DNAY
BroadOak Fund IV, LLC
10% Owner
Holdings
- 1,000,000
Common Stock
Series Z Preferred Stock
→ Common Stock (500,000 underlying)Series A Preferred Stock
→ Common Stock (541,677 underlying)Series A-1 Preferred Stock
→ Common Stock (277,368 underlying)
Footnotes (1)
- [F1]All shares of the preferred stock, par value $0.0001 per share, of the Issuer will automatically be converted on a one-for-one basis to shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock") prior to the closing of the Issuer's initial public offering of its Common Stock.