Nelson Todd Robert 4
4 · Codex DNA, Inc. · Filed Jun 23, 2021
Insider Transaction Report
Form 4
Codex DNA, Inc.DNAY
Nelson Todd Robert
DirectorPresident & CEO10% Owner
Transactions
- Conversion
Common Stock
2021-06-22+90,747→ 90,747 total - Conversion
Series Z Preferred Stock
2021-06-22−2,000,000→ 0 total(indirect: See footnote)→ Common Stock (2,000,000 underlying) - Conversion
Common Stock
2021-06-22+2,000,000→ 6,000,000 total(indirect: See footnote) - Conversion
Series A Preferred Stock
2021-06-22−90,747→ 0 total→ Common Stock (90,747 underlying)
Footnotes (2)
- [F1]Each share of Series Z Preferred Stock, Series A Preferred Stock and Series A-1 Preferred Stock (collectively, the "Preferred Stock"), par value $0.0001 per share, of the Issuer automatically converted on a one-for-one basis to shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock") immediately prior to the closing of the Issuer's initial public offering of its Common Stock. The right to convert the Preferred Stock into Common Stock had no expiration date.
- [F2]Shares held of record by GATTACA Mining LLC ("GATTACA") . The Reporting Person is the managing member of GATTACA and may be deemed to have voting and dispositive power over the shares held by GATTACA.