4//SEC Filing
BroadOak Fund IV, LLC 4
Accession 0001850079-21-000030
CIK 0001850079other
Filed
Jun 22, 8:00 PM ET
Accepted
Jun 23, 4:05 PM ET
Size
11.4 KB
Accession
0001850079-21-000030
Insider Transaction Report
Form 4
Codex DNA, Inc.DNAY
BroadOak Fund IV, LLC
10% Owner
Transactions
- Conversion
Series Z Preferred Stock
2021-06-22−500,000→ 0 total→ Common Stock (500,000 underlying) - Conversion
Series A-1 Preferred Stock
2021-06-22−277,368→ 0 total→ Common Stock (277,368 underlying) - Conversion
Common Stock
2021-06-22+1,319,045→ 2,319,045 total - Conversion
Series A Preferred Stock
2021-06-22−541,677→ 0 total→ Common Stock (541,677 underlying)
Footnotes (1)
- [F1]Each share of Series Z Preferred Stock, Series A Preferred Stock and Series A-1 Preferred Stock (collectively, the "Preferred Stock"), par value $0.0001 per share, of the Issuer automatically converted on a one-for-one basis to shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock") immediately prior to the closing of the Issuer's initial public offering of its Common Stock. The right to convert the Preferred Stock into Common Stock had no expiration date.
Documents
Issuer
Codex DNA, Inc.
CIK 0001850079
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001753412
Filing Metadata
- Form type
- 4
- Filed
- Jun 22, 8:00 PM ET
- Accepted
- Jun 23, 4:05 PM ET
- Size
- 11.4 KB