Home/Filings/4/0001850902-22-000033
4//SEC Filing

Gelhaus Ken 4

Accession 0001850902-22-000033

CIK 0001850902other

Filed

Nov 16, 7:00 PM ET

Accepted

Nov 17, 7:45 PM ET

Size

7.2 KB

Accession

0001850902-22-000033

Insider Transaction Report

Form 4
Period: 2022-11-14
Gelhaus Ken
Chief Commercial Officer
Transactions
  • Award

    Non-Qualified Stock Option (right to buy)

    2022-11-15+72,50072,500 total
    Exercise: $5.36Exp: 2032-11-15Common Stock (72,500 underlying)
  • Purchase

    Common Stock

    2022-11-14$4.23/sh+1,422$6,0191,422 total
Footnotes (2)
  • [F1]The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Alpha Teknova, Inc. 2021 Employee Stock Purchase Plan (the ESPP), for the ESPP purchase period commencing on May 15, 2022, and ending on November 14, 2022 (the Purchase Period). This transaction is also exempt from Rule 16b-3(c). In accordance with the ESPP, these shares were purchased at the lesser of (i) 85% of fair market value on the first trading day of the Purchase Period, and (ii) 85% of fair market value on the last day of the Purchase Period, in each case rounded up to the nearest whole cent per share.
  • [F2]The number of shares subject to the option shall vest in 48 equal monthly installments on the same day of each month after November 15, 2022, the date of grant.

Issuer

Alpha Teknova, Inc.

CIK 0001850902

Entity typeother

Related Parties

1
  • filerCIK 0001895283

Filing Metadata

Form type
4
Filed
Nov 16, 7:00 PM ET
Accepted
Nov 17, 7:45 PM ET
Size
7.2 KB