4//SEC Filing
Hood Lisa 4
Accession 0001850902-22-000035
CIK 0001850902other
Filed
Nov 16, 7:00 PM ET
Accepted
Nov 17, 7:46 PM ET
Size
11.2 KB
Accession
0001850902-22-000035
Insider Transaction Report
Form 4
Hood Lisa
Chief People Officer
Transactions
- Purchase
Common Stock
2022-05-13$10.93/sh+772$8,439→ 31,234 total - Purchase
Common Stock
2022-11-14$4.23/sh+2,046$8,661→ 33,280 total - Sale
Common Stock
2022-11-15$5.28/sh−2,046$10,811→ 31,234 total - Award
Non-Qualified Stock Option (right to buy)
2022-11-15+40,498→ 40,498 totalExercise: $5.36Exp: 2032-11-15→ Common Stock (40,498 underlying)
Footnotes (4)
- [F1]The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Alpha Teknova, Inc. 2021 Employee Stock Purchase Plan (the ESPP), for the ESPP purchase period commencing on November 15, 2021, and ending on May 14, 2022 (the Prior Purchase Period). This transaction is also exempt from Rule 16b-3(c). In accordance with the ESPP, these shares were purchased at the lesser of (i) 85% of fair market value on the first trading day of the Prior Purchase Period, and (ii) 85% of fair market value on the last day of the Prior Purchase Period, in each case rounded up to the nearest whole cent per share.
- [F2]The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Alpha Teknova, Inc. 2021 Employee Stock Purchase Plan (the ESPP), for the ESPP purchase period commencing on May 15, 2022, and ending on November 14, 2022 (the Purchase Period). This transaction is also exempt from Rule 16b-3(c). In accordance with the ESPP, these shares were purchased at the lesser of (i) 85% of fair market value on the first trading day of the Purchase Period, and (ii) 85% of fair market value on the last day of the Purchase Period, in each case rounded up to the nearest whole cent per share.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.27 to $5.36, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote to this Form 4.
- [F4]The number of shares subject to the option shall vest in 48 equal monthly installments on the same day of each month after November 15, 2022, the date of grant.
Documents
Issuer
Alpha Teknova, Inc.
CIK 0001850902
Entity typeother
Related Parties
1- filerCIK 0001862135
Filing Metadata
- Form type
- 4
- Filed
- Nov 16, 7:00 PM ET
- Accepted
- Nov 17, 7:46 PM ET
- Size
- 11.2 KB