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4//SEC Filing

Roberts Zachary 4

Accession 0001851044-26-000003

CIK 0001737287other

Filed

Jan 22, 7:00 PM ET

Accepted

Jan 23, 4:15 PM ET

Size

5.0 KB

Accession

0001851044-26-000003

Research Summary

AI-generated summary of this filing

Updated

Allogene Therapeutics (ALLO) EVP Zachary Roberts Sells Shares

What Happened
Zachary Roberts, EVP of R&D at Allogene Therapeutics (ALLO), disposed of 26,269 shares on January 21, 2026 at $1.56 per share, for a total proceeds of $40,980. The sale was a tax-withholding "sell-to-cover" tied to the vesting of restricted stock units and was mandated by the company's equity plan — not a discretionary open-market trade.

Key Details

  • Transaction date and price: 2026-01-21, 26,269 shares at $1.56 each (total $40,980).
  • Filing date: Form 4 filed 2026-01-23 (timely under the two-business-day rule).
  • Shares owned after the transaction: Not specified in the provided filing excerpt; see the Form 4 for full holdings.
  • Footnote: F1 — Sale was to satisfy tax withholding obligations on RSU vesting (sell-to-cover); not a voluntary trade by the reporting person.
  • Transaction code: S (sale); withholding tax code often reported as F on filings.

Context
Sell-to-cover transactions are routine administrative actions to meet tax obligations on vested awards and generally do not signal insider sentiment about the company's prospects. For retail investors, purchases or voluntary sales by insiders typically warrant more attention than mandated withholding sales. For full details, check the referenced Form 4 (Accession 0001851044-26-000003).

Insider Transaction Report

Form 4
Period: 2026-01-21
Roberts Zachary
EVP of R&D
Transactions
  • Sale

    Common Stock

    [F1]
    2026-01-21$1.56/sh26,269$40,980616,866 total
Footnotes (1)
  • [F1]Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plan to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.
Signature
/s/Earl Douglas, Attorney-in-Fact|2026-01-23

Issuer

Allogene Therapeutics, Inc.

CIK 0001737287

Entity typeother

Related Parties

1
  • filerCIK 0001851044

Filing Metadata

Form type
4
Filed
Jan 22, 7:00 PM ET
Accepted
Jan 23, 4:15 PM ET
Size
5.0 KB