Home/Filings/4/0001853906-25-000002
4//SEC Filing

Fleming Graham 4

Accession 0001853906-25-000002

CIK 0001828937other

Filed

Apr 2, 8:00 PM ET

Accepted

Apr 3, 4:16 PM ET

Size

23.0 KB

Accession

0001853906-25-000002

Insider Transaction Report

Form 4
Period: 2025-04-01
Fleming Graham
Chief Executive Officer
Transactions
  • Exercise/Conversion

    Class A Common Stock

    2025-04-01+66,666233,900 total
  • Tax Payment

    Class A Common Stock

    2025-04-01$21.26/sh29,267$622,216204,633 total
  • Exercise/Conversion

    Restricted Stock Units

    2025-04-0116,2860 total
    Class A Common Stock (16,286 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    2025-04-0166,666133,334 total
    Class A Common Stock (66,666 underlying)
  • Exercise/Conversion

    Class A Common Stock

    2025-04-01+16,286144,708 total
  • Tax Payment

    Class A Common Stock

    2025-04-01$21.26/sh4,707$100,071140,001 total
  • Exercise/Conversion

    Class A Common Stock

    2025-04-01+40,323180,324 total
  • Tax Payment

    Class A Common Stock

    2025-04-01$21.26/sh13,090$278,293167,234 total
  • Exercise/Conversion

    Restricted Stock Units

    2025-04-0140,32340,322 total
    Class A Common Stock (40,323 underlying)
  • Award

    Restricted Stock Units

    2025-04-01+98,87498,874 total
    Class A Common Stock (98,874 underlying)
Holdings
  • Class A Common Stock

    (indirect: By Trust)
    2,000
Footnotes (6)
  • [F1]The number of restricted stock units ("RSUs") and shares of the Issuer's Class A common stock ("Common Stock") have been adjusted to reflect the Issuer's 1-for-10 reverse stock split of its Common Stock effective as of 5:00 p.m. Eastern Time on July 25, 2024.
  • [F2]Each RSU represents a contingent right to receive one share of Common Stock. The RSUs will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee.
  • [F3]Represents the withholding of shares of Common Stock for tax purposes in connection with the settlement of RSUs.
  • [F4]Each RSU represents a contingent right to receive one share of Common Stock. The RSUs will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. The remaining RSUs vest on the third anniversary of April 1, 2023, subject to the Reporting Person's continued employment.
  • [F5]Each RSU represents a contingent right to receive one share of Common Stock. The RSUs will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. The remaining RSUs vest on the second and third anniversaries of April 1, 2024, subject to the Reporting Person's continued employment.
  • [F6]Represents additional RSUs granted to the Reporting Person on April 1, 2025. Each RSU represents a contingent right to receive one share of Common Stock. The RSUs will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. The RSUs shall vest on the first, second, and third anniversaries of April 1, 2025, subject to the Reporting Person's continued employment.

Issuer

Finance of America Companies Inc.

CIK 0001828937

Entity typeother

Related Parties

1
  • filerCIK 0001853906

Filing Metadata

Form type
4
Filed
Apr 2, 8:00 PM ET
Accepted
Apr 3, 4:16 PM ET
Size
23.0 KB