SMITH BRIAN R 4
4 · ALKAMI TECHNOLOGY, INC. · Filed Nov 12, 2024
Insider Transaction Report
Form 4
SMITH BRIAN R
Director10% Owner
Transactions
- Sale
Common Stock
2024-11-08$37.50/sh−125,000$4,687,500→ 660,060 total - Sale
Common Stock
2024-11-08$37.50/sh−2,375,000$89,062,500→ 14,574,490 total(indirect: See footnote) - Sale
Common Stock
2024-11-12$37.50/sh−356,250$13,359,375→ 14,218,240 total(indirect: See footnote) - Sale
Common Stock
2024-11-12$37.50/sh−18,750$703,125→ 641,310 total
Footnotes (3)
- [F1]The Reporting Persons sold these shares to the underwriter in a registered, underwritten secondary offering which closed on November 8, 2024 (the "Secondary Offering").
- [F2]Shares held directly by S3 Ventures Fund III, L.P. ("S3 Fund III"). S3 Ventures GPLP III, L.P. ("S3 GPLP III") is the general partner of S3 Fund III. S3 Ventures III, L.L.C. ("S3 III LLC") is the General Partner of S3 GPLP III. Brian R. Smith is the Managing Director of S3 III LLC. S3 GPLP III, S3 III LLC and Mr. Smith may be deemed to have beneficial ownership of the shares held by S3 Fund III. S3 GPLP III, S3 III LLC and Mr. Smith each disclaims beneficial ownership of all such shares except to the extent of its or his pecuniary interest therein.
- [F3]The Reporting Persons sold these shares to the underwriter on November 12, 2024, pursuant to the exercise in full of the underwriter's option to purchase additional shares in the Secondary Offering.