4//SEC Filing
SMITH BRIAN R 4
Accession 0001855290-24-000002
CIK 0001529274other
Filed
Nov 11, 7:00 PM ET
Accepted
Nov 12, 5:19 PM ET
Size
15.6 KB
Accession
0001855290-24-000002
Insider Transaction Report
Form 4
S3 Ventures Fund III, L.P.
Director10% Owner
Transactions
- Sale
Common Stock
2024-11-08$37.50/sh−2,375,000$89,062,500→ 14,574,490 total(indirect: See footnote) - Sale
Common Stock
2024-11-12$37.50/sh−18,750$703,125→ 641,310 total - Sale
Common Stock
2024-11-08$37.50/sh−125,000$4,687,500→ 660,060 total - Sale
Common Stock
2024-11-12$37.50/sh−356,250$13,359,375→ 14,218,240 total(indirect: See footnote)
S3 VENTURES III, L.L.C.
Director10% Owner
Transactions
- Sale
Common Stock
2024-11-08$37.50/sh−125,000$4,687,500→ 660,060 total - Sale
Common Stock
2024-11-12$37.50/sh−18,750$703,125→ 641,310 total - Sale
Common Stock
2024-11-08$37.50/sh−2,375,000$89,062,500→ 14,574,490 total(indirect: See footnote) - Sale
Common Stock
2024-11-12$37.50/sh−356,250$13,359,375→ 14,218,240 total(indirect: See footnote)
S3 VENTURES GPLP III, L.P.
Director10% Owner
Transactions
- Sale
Common Stock
2024-11-12$37.50/sh−356,250$13,359,375→ 14,218,240 total(indirect: See footnote) - Sale
Common Stock
2024-11-12$37.50/sh−18,750$703,125→ 641,310 total - Sale
Common Stock
2024-11-08$37.50/sh−2,375,000$89,062,500→ 14,574,490 total(indirect: See footnote) - Sale
Common Stock
2024-11-08$37.50/sh−125,000$4,687,500→ 660,060 total
SMITH BRIAN R
Director10% Owner
Transactions
- Sale
Common Stock
2024-11-08$37.50/sh−125,000$4,687,500→ 660,060 total - Sale
Common Stock
2024-11-08$37.50/sh−2,375,000$89,062,500→ 14,574,490 total(indirect: See footnote) - Sale
Common Stock
2024-11-12$37.50/sh−356,250$13,359,375→ 14,218,240 total(indirect: See footnote) - Sale
Common Stock
2024-11-12$37.50/sh−18,750$703,125→ 641,310 total
Footnotes (3)
- [F1]The Reporting Persons sold these shares to the underwriter in a registered, underwritten secondary offering which closed on November 8, 2024 (the "Secondary Offering").
- [F2]Shares held directly by S3 Ventures Fund III, L.P. ("S3 Fund III"). S3 Ventures GPLP III, L.P. ("S3 GPLP III") is the general partner of S3 Fund III. S3 Ventures III, L.L.C. ("S3 III LLC") is the General Partner of S3 GPLP III. Brian R. Smith is the Managing Director of S3 III LLC. S3 GPLP III, S3 III LLC and Mr. Smith may be deemed to have beneficial ownership of the shares held by S3 Fund III. S3 GPLP III, S3 III LLC and Mr. Smith each disclaims beneficial ownership of all such shares except to the extent of its or his pecuniary interest therein.
- [F3]The Reporting Persons sold these shares to the underwriter on November 12, 2024, pursuant to the exercise in full of the underwriter's option to purchase additional shares in the Secondary Offering.
Documents
Issuer
ALKAMI TECHNOLOGY, INC.
CIK 0001529274
Entity typeother
Related Parties
1- filerCIK 0001106642
Filing Metadata
- Form type
- 4
- Filed
- Nov 11, 7:00 PM ET
- Accepted
- Nov 12, 5:19 PM ET
- Size
- 15.6 KB