Oklo Inc.·4

Jun 3, 4:25 PM ET

Bealmear Richard Craig 4

4 · Oklo Inc. · Filed Jun 3, 2026

Research Summary

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Oklo (OKLO) CFO Richard Bealmear Exercises Options and Sells Shares

What Happened

  • Richard C. Bealmear, Chief Financial Officer of Oklo Inc. (OKLO), exercised stock options to acquire a total of 122,096 shares (exercise price $3.18) for aggregate cash consideration of about $388,265. Shortly after exercising, he sold a total of 73,081 shares in open-market transactions for aggregate proceeds of approximately $5,000,411. He also donated 2,100 shares as a gift to a donor-advised fund.

Key Details

  • Transaction dates: June 1–2, 2026.
  • Option exercise (acquisitions): 16,238 @ $3.18 ($51,637); 100,000 @ $3.18 ($318,000); 5,858 @ $3.18 ($18,628) — total cost ≈ $388,265.
  • Open-market sales (dispositions): 16,238 @ $65.00 ($1,055,470); 10,000 @ $69.31 ($693,100); 46,843 @ $69.42 ($3,251,841) — total proceeds ≈ $5,000,411. Some sale prices reported as weighted averages across small price ranges (per footnotes).
  • Gift: 2,100 shares donated to a donor-advised fund (Reporting Person relinquishes control per footnote).
  • Derivative reporting: The Form 4 also shows the conversion/disposition of corresponding derivative securities at $0 to reflect the exercises.
  • Plan and vesting notes: One sale was executed under a Rule 10b5‑1 trading plan adopted Sept 22, 2025; option vests per a schedule that began Aug 1, 2024 and vests monthly thereafter (per footnote).
  • Shares owned after transaction: Not specified in this filing; the filer refers readers to the issuer’s most recent definitive proxy statement for current holdings (footnote F1).
  • Filing timeliness: Form filed June 3, 2026 for transactions on June 1–2, 2026 (appears to be within the usual two-business-day Form 4 filing window).

Context

  • The filing shows option exercises followed by sales of the resulting shares (i.e., shares acquired through exercise were sold). Gifts to donor-advised funds are charitable transfers and do not necessarily indicate personal intent to sell remaining holdings. Purchases/exercises provide a factual record of ownership change; sales indicate liquidity events but do not on their own imply a change in conviction.

Insider Transaction Report

Form 4
Period: 2026-06-01
Bealmear Richard Craig
Chief Financial Officer
Transactions
  • Exercise/Conversion

    Class A Common Stock

    [F1]
    2026-06-01$3.18/sh+16,238$51,637413,880 total
  • Sale

    Class A Common Stock

    [F2][F1]
    2026-06-01$65.00/sh16,238$1,055,470397,642 total
  • Exercise/Conversion

    Class A Common Stock

    [F1]
    2026-06-01$3.18/sh+100,000$318,000497,642 total
  • Sale

    Class A Common Stock

    [F3][F1]
    2026-06-01$69.31/sh10,000$693,100487,642 total
  • Gift

    Class A Common Stock

    [F4][F1]
    2026-06-012,100485,542 total
  • Sale

    Class A Common Stock

    [F5][F1]
    2026-06-01$69.42/sh46,843$3,251,841438,699 total
  • Exercise/Conversion

    Class A Common Stock

    [F1]
    2026-06-02$3.18/sh+5,858$18,628444,557 total
  • Exercise/Conversion

    Stock Options

    [F6]
    2026-06-0116,238786,165 total
    Exercise: $3.18Exp: 2033-12-22Class A Common Stock (16,238 underlying)
  • Exercise/Conversion

    Stock Options

    [F6]
    2026-06-01100,000686,165 total
    Exercise: $3.18Exp: 2033-12-22Class A Common Stock (100,000 underlying)
  • Exercise/Conversion

    Stock Options

    [F6]
    2026-06-025,858680,307 total
    Exercise: $3.18Exp: 2033-12-22Class A Common Stock (5,858 underlying)
Footnotes (6)
  • [F1]For more information about the equity of the Issuer held by the Reporting Person, please see the Issuer's most recent definitive proxy statement filed with the Securities and Exchange Commission.
  • [F2]This sale reported herein was effected pursuant to a Rule 10b5-1 plan adopted on September 22, 2025.
  • [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.30- $69.34 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
  • [F4]Represents shares donated as a gift by the Reporting Person to a donor-advised fund. After donation, the Reporting Person will have no control over, and will not be able to direct the disposition of, the donated shares by such donor-advised fund.
  • [F5]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.35- $69.55 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
  • [F6]The stock option vested as to 20% of the underlying shares on August 1, 2024 and continues to vest thereafter in 48 substantially equal monthly installments.
Signature
/s/ Richard Craig Bealmear|2026-06-03

Documents

1 file
  • 4
    wk-form4_1780518303.xmlPrimary

    FORM 4