Oklo Inc.·4

Jul 6, 4:14 PM ET

Bealmear Richard Craig 4

4 · Oklo Inc. · Filed Jul 6, 2026

Research Summary

AI-generated summary of this filing

Updated

Oklo CFO Richard Bealmear Exercises Options, Sells 16,321 Shares

What Happened

  • Richard Craig Bealmear, Chief Financial Officer of Oklo Inc. (OKLO), exercised stock options and sold a portion of the shares. On July 1, 2026 he exercised options covering 16,321 shares at an exercise price of $3.18 (cost ~$51,901) and sold those 16,321 shares in an open‑market transaction at $52.63 each for proceeds of ~$858,974. On July 2, 2026 he exercised an additional 5,775 option shares at $3.18 (cost ~$18,365). The Form 4 also reports the derivative conversions (dispositions at $0) tied to these exercises.

Key Details

  • Transaction dates and prices:
    • 2026-07-01: Exercised 16,321 options @ $3.18 (acquired); sold 16,321 shares @ $52.63 (disposed) — sale proceeds ~$858,974.
    • 2026-07-02: Exercised 5,775 options @ $3.18 (acquired) — cost ~$18,365.
  • Shares owned after transaction: Not specified in this filing; see the issuer’s most recent definitive proxy statement for total holdings (footnote F1).
  • Notable footnotes:
    • F2: The July 1 sale was effected pursuant to a Rule 10b5‑1 trading plan adopted on September 22, 2025.
    • F3: The stock option vests 20% on Aug 1, 2024 and thereafter in 48 substantially equal monthly installments.
  • Filing timeliness: Form filed July 6, 2026. No late‑filing notation in the report; the filing date appears to be within the normal SEC two‑business‑day window for these transactions.

Context

  • These entries reflect option exercises (transaction code M) followed by an immediate open‑market sale of the exercised shares on July 1 — effectively a cashless outcome for those shares. Exercises themselves are purchases (the insider paid the exercise price), but the large open‑market sale is the primary liquidity event here and was made under a prearranged 10b5‑1 plan. This filing is factual and does not indicate the insider’s motivation.

Insider Transaction Report

Form 4
Period: 2026-07-01
Bealmear Richard Craig
Chief Financial Officer
Transactions
  • Exercise/Conversion

    Class A Common Stock

    [F1]
    2026-07-01$3.18/sh+16,321$51,901460,878 total
  • Sale

    Class A Common Stock

    [F2][F1]
    2026-07-01$52.63/sh16,321$858,974444,557 total
  • Exercise/Conversion

    Class A Common Stock

    [F1]
    2026-07-02$3.18/sh+5,775$18,365450,332 total
  • Exercise/Conversion

    Stock Options

    [F3]
    2026-07-0116,321663,986 total
    Exercise: $3.18Exp: 2033-12-22Class A Common Stock (16,321 underlying)
  • Exercise/Conversion

    Stock Options

    [F3]
    2026-07-025,775658,211 total
    Exercise: $3.18Exp: 2033-12-22Class A Common Stock (5,775 underlying)
Footnotes (3)
  • [F1]For more information about the equity of the Issuer held by the Reporting Person, please see the Issuer's most recent definitive proxy statement filed with the Securities and Exchange Commission.
  • [F2]This sale reported herein was effected pursuant to a Rule 10b5-1 plan adopted on September 22, 2025.
  • [F3]The stock option vested as to 20% of the underlying shares on August 1, 2024 and continues to vest thereafter in 48 substantially equal monthly installments.
Signature
/s/ Richard Craig Bealmear|2026-07-06

Documents

1 file
  • 4
    wk-form4_1783368855.xmlPrimary

    FORM 4