Rau Diogo 4
4 · ELI LILLY & Co · Filed Feb 3, 2026
Research Summary
AI-generated summary of this filing
Eli Lilly (LLY) EVP Diogo Rau Exercises RSUs, Sells Shares for Taxes
What Happened
- Diogo Rau, EVP & Chief Information and Digital Officer at Eli Lilly (LLY), had 3,752 restricted stock units (RSUs) convert to common shares on 2026-02-01. To satisfy tax withholding, 1,673.538 shares were disposed at $1,037.15 per share, raising $1,735,710. The conversion and the withholding/sale were reported on a Form 4 filed 2026-02-03.
- Net of the withholding, Rau retained approximately 2,078.462 shares from this vesting event (3,752 converted minus 1,673.538 withheld).
Key Details
- Transaction date: 2026-02-01; Form 4 filed: 2026-02-03 (timely).
- Conversion (code M): 3,752 RSUs converted to common shares @ $0.00 (reported as acquisition).
- Tax withholding/disposition (code F): 1,673.538 shares disposed @ $1,037.15 = $1,735,710.
- Ownership after transaction: not specified in the filing summary (filing shows the conversion and withholding, but does not list total holdings here).
- Footnote: Each restricted stock unit represents the contingent right to one share of Eli Lilly common stock (F1).
- Transaction codes: M = exercise/conversion of a derivative (here, RSU vesting); F = payment of exercise price or tax liability (share withholding/sale).
Context
- This appears to be a routine RSU vesting with net settlement for taxes (shares withheld/sold to cover tax liability), not an open-market investment decision. Such tax-withholding dispositions are common when equity awards vest and do not necessarily indicate a view on the company’s stock.
Insider Transaction Report
Form 4
Rau Diogo
EVP & CIDO
Transactions
- Exercise/Conversion
Common Stock
2026-02-01+3,752→ 23,470.908 total - Tax Payment
Common Stock
2026-02-01$1037.15/sh−1,673.538$1,735,710→ 21,797.37 total - Exercise/Conversion
Restricted Stock Unit
[F1]2026-02-01−3,752→ 0 totalFrom: 2026-02-01Exp: 2026-02-01→ Common Stock (3,752 underlying)
Footnotes (1)
- [F1]Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.
Signature
/s/ Jonathan Groff for Diogo Rau, pursuant to authorization on file|2026-02-03