Duke Energy CORP·4

Feb 24, 4:28 PM ET

Glenn Robert Alexander 4

4 · Duke Energy CORP · Filed Feb 24, 2026

Research Summary

AI-generated summary of this filing

Updated

Duke Energy EVP Glenn Alexander Withholds Shares for Taxes

What Happened Glenn Robert Alexander, EVP & Chief Legal Officer of Duke Energy (DUK), had shares withheld to satisfy tax withholding upon vesting of restricted stock units (RSUs). On 2026-02-22 the filing shows 604 shares and 797 shares were withheld at $126.78 per share (total value ≈ $76,575 and $101,044 respectively), totaling 1,401 shares and about $177,619.

Key Details

  • Transaction date: 2026-02-22; Filing date: 2026-02-24 (timely Form 4).
  • Price: $126.78 per share for both entries.
  • Shares withheld/disposed: 604 shares (F1) and 797 shares (F2); total 1,401 shares.
  • Reported proceeds: $76,575 and $101,044 (approx.), total ≈ $177,619.
  • Shares owned after transaction: Not specified in this filing.
  • Footnotes:
    • F1: Withholding to pay taxes on 1,389 RSUs granted Feb 22, 2023 (one-for-one conversion).
    • F2: Withholding to pay taxes on 1,833 RSUs granted Mar 11, 2024 (one-for-one conversion).
    • F3 (present in filing): Represents interests in an issuer stock fund.
  • Transaction code: F (tax withholding on vested RSUs) — not an open-market sale or purchase.

Context This was a tax-withholding/net-share settlement event tied to RSU vesting, a routine administrative disposition that does not necessarily indicate the insider is buying or selling shares for investment reasons. It’s different from an affirmative sale or purchase; the company retained shares to cover tax obligations upon vesting.

Insider Transaction Report

Form 4
Period: 2026-02-22
Glenn Robert Alexander
EVP & Chief Legal Officer
Transactions
  • Tax Payment

    Common Stock

    [F1]
    2026-02-22$126.78/sh604$76,57519,456 total
  • Tax Payment

    Common Stock

    [F2]
    2026-02-22$126.78/sh797$101,04418,659 total
Holdings
  • Common Stock

    [F3]
    (indirect: By 401(k))
    5,547
Footnotes (3)
  • [F1]Represents the number of shares withheld to pay taxes due upon vesting of 1,389 restricted stock units ("RSUs") related to an RSU award granted February 22, 2023, under the Duke Energy Corporation 2015 Long-Term Incentive Plan. Such RSUs convert into common stock on a one-for-one basis.
  • [F2]Represents the number of shares withheld to pay taxes due upon vesting of 1,833 restricted stock units ("RSUs") related to an RSU award granted March 11, 2024, under the Duke Energy Corporation 2023 Long-Term Incentive Plan. Such RSUs convert into common stock on a one-for-one basis.
  • [F3]Represents interests in an issuer stock fund.
Signature
David S. Maltz, attorney-in-fact for Robert Alexander Glenn|2026-02-24

Documents

1 file
  • 4
    wk-form4_1771968499.xmlPrimary

    FORM 4