ROCKWELL AUTOMATION, INC·4

Apr 13, 4:09 PM ET

Perducat Cyril 4

4 · ROCKWELL AUTOMATION, INC · Filed Apr 13, 2026

Research Summary

AI-generated summary of this filing

Updated

Rockwell Automation CTO Cyril Perducat Sells 198 Shares

What Happened

  • Cyril Perducat, SVP & Chief Technology Officer of Rockwell Automation (ROK), had 581 restricted stock units (RSUs) convert/exercise into 581 shares on 2026-04-09 (reported as derivative exercise/conversion). He then sold 198 of those shares in an open-market sale on 2026-04-10 at a weighted average price of $395.00, generating proceeds of $78,209. The sale was made pursuant to a pre-existing Rule 10b5-1 plan to cover taxes due on the RSU vesting.

Key Details

  • Transaction dates: 2026-04-09 (exercise/conversion of 581 RSUs into shares), 2026-04-10 (sale of 198 shares).
  • Sale price: weighted average $395.00 (range $394.9950–$395.00); total proceeds ~$78,209.
  • Shares owned after transaction: not specified in the provided filing.
  • Footnotes: F1 — sale pursuant to a 10b5-1 plan entered 11/26/2025 to cover taxes on RSUs vesting 4/9/2026. F2 — weighted average price; full per-price breakdown available on request. F3/F4 — each RSU converts to one share; RSUs vest in three substantially equal annual installments beginning on the date exercisable.
  • Timeliness: Form filed 2026-04-13 for transactions on 4/9–4/10; filing appears timely (filed within the required two business days).

Context

  • This was not a market-timed purchase signal: the primary action was conversion of RSUs to shares and a subsequent sale to cover tax obligations (routine compensation-related activity). The derivative line (code M) reflects conversion/exercise of RSUs into common shares; the sale (code S) was an open-market disposition under a 10b5-1 plan. Purchases typically carry more weight as bullish signals; routine tax-related sales like this are common after vesting events.

Insider Transaction Report

Form 4
Period: 2026-04-09
Perducat Cyril
SVP, Chief Technology Officer
Transactions
  • Exercise/Conversion

    Common Stock

    2026-04-09+5816,439 total
  • Sale

    Common Stock

    [F1][F2]
    2026-04-10$395.00/sh198$78,2096,241 total
  • Exercise/Conversion

    Restricted Stock Units

    [F3][F4]
    2026-04-09581582 total
    From: 2025-04-09Exp: 2027-04-09Common Stock (581 underlying)
Footnotes (4)
  • [F1]Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/26/2025 to cover taxes due on restricted stock units that vested on 4/9/2026.
  • [F2]Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $394.9950 to $395.00. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
  • [F3]Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.
  • [F4]The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.
Signature
Danielle White, Attorney-in-fact for Cyril Perducat|2026-04-13

Documents

1 file
  • 4
    wk-form4_1776110955.xmlPrimary

    FORM 4