Pennington Marcus Edward 4
4 · SWK Holdings Corp · Filed Oct 1, 2021
Insider Transaction Report
Form 4
Pennington Marcus Edward
Director
Transactions
- Award
Common Stock
2021-09-30+869→ 1,889 total - Award
Common Stock
2021-10-01+1,363→ 3,252 total
Footnotes (2)
- [F1]Includes 250 share to the Reporting Person as compensation for his services as a director. Also includes 619 shares issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his services as a director, based on the $18.17 closing price of the common stock on September 30, 2021.
- [F2]Consists of restricted shares granted to the Reporting Person as compensation for his services as a director, based on the $18.35 closing price of the common stock on October 1, 2021. The restricted shares vest on October 1,2022.