Home/Filings/4/0001864079-21-000003
4//SEC Filing

Pennington Marcus Edward 4

Accession 0001864079-21-000003

CIK 0001089907other

Filed

Sep 30, 8:00 PM ET

Accepted

Oct 1, 6:11 PM ET

Size

6.7 KB

Accession

0001864079-21-000003

Insider Transaction Report

Form 4
Period: 2021-09-30
Transactions
  • Award

    Common Stock

    2021-09-30+8691,889 total
  • Award

    Common Stock

    2021-10-01+1,3633,252 total
Footnotes (2)
  • [F1]Includes 250 share to the Reporting Person as compensation for his services as a director. Also includes 619 shares issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his services as a director, based on the $18.17 closing price of the common stock on September 30, 2021.
  • [F2]Consists of restricted shares granted to the Reporting Person as compensation for his services as a director, based on the $18.35 closing price of the common stock on October 1, 2021. The restricted shares vest on October 1,2022.

Issuer

SWK Holdings Corp

CIK 0001089907

Entity typeother

Related Parties

1
  • filerCIK 0001864079

Filing Metadata

Form type
4
Filed
Sep 30, 8:00 PM ET
Accepted
Oct 1, 6:11 PM ET
Size
6.7 KB