Lapointe Christopher 4
4 · SoFi Technologies, Inc. · Filed Nov 7, 2025
Insider Transaction Report
Form 4
Lapointe Christopher
CFO and PAO
Transactions
- Exercise/Conversion
Common Stock
2025-11-05+276,963→ 1,783,563 total - Tax Payment
Common Stock
2025-11-05$27.16/sh−146,534$3,979,863→ 1,637,029 total - Exercise/Conversion
Performance Stock Units
2025-11-05−276,963→ 553,927 total→ Common Stock (276,963 underlying)
Footnotes (3)
- [F1]Represents performance stock unit awards ("PSUs") granted to the Reporting Person, as disclosed on the Reporting Person's Form 4 filed on September 3, 2021. The amount of PSUs eligible for vesting under the PSU award is subject to the achievement of specified performance goals including the volume-weighted average closing price of our stock attaining certain prices over a 90-day trading period. On November 5, 2025, certain of the performance criteria was achieved which resulted in 33% of the shares subject to the PSU award vesting.
- [F2]PSUs convert into common stock on a one-for-one basis.
- [F3]Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled PSUs. These shares were not issued to or sold by the Reporting Person.