Lapointe Christopher 4

4 · SoFi Technologies, Inc. · Filed Jun 17, 2026

AI-generated summary of this filing

Updated Jun 18, 2026

SoFi (SOFI) CFO Christopher Lapointe Receives RSUs; Shares Withheld

What Happened

Christopher Lapointe, Chief Financial Officer and Principal Accounting Officer of SoFi Technologies (SOFI), had restricted stock units (RSUs) settle on June 15, 2026. A total of 104,152 RSUs converted into shares. To satisfy tax withholding obligations, 55,219 shares were withheld at an imputed price of $16.58 per share, representing $915,531; the remainder of the shares were issued to him.
These transactions are settlements of previously granted RSUs (per footnotes referencing grants on March 13, 2024; March 12, 2025; and March 11, 2026). This is not an open-market sale or purchase by the insider — it is a routine equity award settlement and tax withholding.

Key Details

Transaction date: June 15, 2026.
Gross RSUs settled: 104,152 shares (52,953 + 36,590 + 14,609).
Shares withheld for taxes: 55,219 shares at $16.58 = $915,531.
Net shares issued to the reporting person: approximately 48,933 shares (104,152 − 55,219).
Footnotes: F1 = RSUs convert to one share each on settlement; F2 = withheld shares satisfy tax withholding and were not sold by the reporting person; F3–F5 = settlements relate to RSU grants disclosed in prior Forms 4.
Shares owned after the transaction: not specified in the provided filing.
Filing timeliness: filing dated June 17, 2026 for a June 15, 2026 transaction — appears to be filed within the standard Form 4 reporting window (no late filing indicated).

Context

This was a share settlement of RSUs, not an exercised stock option sold in the market. The withholding of shares to cover tax liability is a common administrative step and does not necessarily signal a buy or sell decision by the insider.

Form 4

Period: 2026-06-15

CFO and PAO

Transactions

Exercise/Conversion
Restricted Stock Unit
[F1][F3]
2026-06-15−52,953→ 370,670 total
→ Common Stock (52,953 underlying)
Exercise/Conversion
Common Stock
[F1]
2026-06-15+52,953→ 1,829,499 total
Exercise/Conversion
Common Stock
[F1]
2026-06-15+36,590→ 1,866,089 total
Exercise/Conversion
Common Stock
[F1]
2026-06-15+14,609→ 1,880,698 total
Tax Payment
Common Stock
[F2]
2026-06-15$16.58/sh−55,219$915,531→ 1,825,479 total
Exercise/Conversion
Restricted Stock Unit
[F1][F4]
2026-06-15−36,590→ 274,418 total
→ Common Stock (36,590 underlying)
Exercise/Conversion
Restricted Stock Unit
[F1][F5]
2026-06-15−14,609→ 219,140 total
→ Common Stock (14,609 underlying)

Footnotes (5)

[F1]Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.
[F2]Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person.
[F3]Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on March 13, 2024.
[F4]Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025.
[F5]Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 11, 2026.

Signature

/s/ Sara C. Thompson, Attorney-in-Fact|2026-06-17

1 file