4//SEC Filing
Warner Nicholas 4
Accession 0001866377-22-000009
CIK 0001583708other
Filed
Apr 13, 8:00 PM ET
Accepted
Apr 14, 4:20 PM ET
Size
15.0 KB
Accession
0001866377-22-000009
Insider Transaction Report
Form 4
Warner Nicholas
Chief Operating Officer
Transactions
- Sale
Class A Common Stock
2022-04-12$35.40/sh−16,773$593,801→ 200,734 total - Conversion
Class A Common Stock
2022-04-12$0.65/sh+16,773$10,847→ 217,507 total - Exercise/Conversion
Stock Option (right to buy)
2022-04-12−16,773→ 642,048 totalExercise: $0.65Exp: 2027-08-01→ Class B Common Stock (16,773 underlying) - Exercise/Conversion
Class B Common Stock
2022-04-12+16,773→ 16,773 total→ Class A Common Stock (16,773 underlying) - Conversion
Class B Common Stock
2022-04-12−16,773→ 0 total→ Class A Common Stock (16,773 underlying)
Footnotes (6)
- [F1]Represents the number of shares that were acquired upon conversion of Class B common stock to Class A common stock.
- [F2]The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 14, 2021.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.00 to $35.81, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
- [F4]The stock option is fully vested.
- [F5]Each share of Class B common stock is convertible into one share of Class A common stock at any time and will convert automatically upon certain transfers and upon the earlier of (i) the date specified by a vote of the holders of 66 2/3% of the then outstanding shares of Class B common stock, (ii) seven years from the effective date of the Issuer's initial public offering ("IPO"), (iii) the first date following the IPO on which the number of shares of outstanding Class B common stock (including shares of Class B common stock subject to outstanding stock options) held by Tomer Weingarten, including certain entities that Mr. Weingarten controls, is less than 25% of the number of shares of Class B common stock (including shares of Class B common stock subject to outstanding stock options) that Mr. Weingarten originally held as of the date of the IPO, (continued)
- [F6](continued from footnote 5) (iv) the date fixed by the Issuer's board of directors (the "Board"), following the first date following the completion of this offering when Mr. Weingarten is no longer providing services to the Issuer as an officer, employee, consultant or member of the Board, (v) the date fixed by the Board following the date, if applicable, on which Mr. Weingarten is terminated for cause, as defined in the Issuer's restated certificate of incorporation, and (vi) the date that is 12 months after the death or disability, as defined in the Issuer's restated certificate of incorporation, of Mr. Weingarten.
Documents
Issuer
SentinelOne, Inc.
CIK 0001583708
Entity typeother
Related Parties
1- filerCIK 0001866377
Filing Metadata
- Form type
- 4
- Filed
- Apr 13, 8:00 PM ET
- Accepted
- Apr 14, 4:20 PM ET
- Size
- 15.0 KB