Just Rocks, Inc. 4
4 · Brilliant Earth Group, Inc. · Filed Jan 14, 2022
Insider Transaction Report
Form 4
Just Rocks, Inc.
10% Owner
Transactions
- Conversion
Class D Common Stock
2022-01-12+77,484→ 77,484 totalExercise: $0.00→ Class A Common Stock (77,484 underlying) - Conversion
Class D Common Stock
2022-01-13+91,202→ 91,202 totalExercise: $0.00→ Class A Common Stock (91,202 underlying) - Conversion
Class D Common Stock
2022-01-13−91,202→ 0 totalExercise: $0.00→ Class A Common Stock (91,202 underlying) - Conversion
Class D Common Stock
2022-01-14+151,931→ 151,931 totalExercise: $0.00→ Class A Common Stock (151,931 underlying) - Sale
Class A Common Stock
2022-01-12$15.86/sh−32,795$520,129→ 1,406 total - Other
Class C Common Stock
2022-01-12−77,484→ 49,427,766 total - Sale
Class A Common Stock
2022-01-14$13.24/sh−15,897$210,476→ 0 total - Conversion
Common Units
2022-01-12−77,484→ 49,427,766 totalExercise: $0.00→ Class D Common Stock (77,484 underlying) - Conversion
Class D Common Stock
2022-01-12−77,484→ 0 totalExercise: $0.00→ Class A Common Stock (77,484 underlying) - Conversion
Class D Common Stock
2022-01-14−151,931→ 0 totalExercise: $0.00→ Class A Common Stock (151,931 underlying) - Sale
Class A Common Stock
2022-01-12$14.92/sh−43,283$645,782→ 34,201 total - Sale
Class A Common Stock
2022-01-12$16.68/sh−1,406$23,452→ 0 total - Conversion
Class A Common Stock
2022-01-13+91,202→ 91,202 total - Sale
Class A Common Stock
2022-01-13$14.34/sh−75,003$1,075,543→ 16,199 total - Other
Class C Common Stock
2022-01-13−91,202→ 49,336,564 total - Sale
Class A Common Stock
2022-01-14$12.33/sh−136,034$1,677,299→ 15,897 total - Conversion
Common Units
2022-01-13−91,202→ 49,336,564 totalExercise: $0.00→ Class D Common Stock (91,202 underlying) - Conversion
Class A Common Stock
2022-01-12+77,484→ 77,484 total - Sale
Class A Common Stock
2022-01-13$14.82/sh−16,199$240,069→ 0 total - Conversion
Class A Common Stock
2022-01-14+151,931→ 151,931 total - Other
Class C Common Stock
2022-01-14−151,931→ 49,184,633 total - Conversion
Common Units
2022-01-14−151,931→ 49,184,633 totalExercise: $0.00→ Class D Common Stock (151,931 underlying)
Footnotes (11)
- [F1]The transactions reported herein were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 3, 2021.
- [F10]The Common Units may be redeemed by the Reporting Person at any time for shares of Class D Common Stock on a one-to-one basis, and a corresponding number of shares of Class C Common Stock will be forfeited in connection with the redemption. The Common Units have no expiration date.
- [F11]The Class D Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis.
- [F2]This transaction was executed in multiple trades ranging from $14.57 to $15.56. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- [F3]This transaction was executed in multiple trades ranging from $15.57 to $16.44. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- [F4]This transaction was executed in multiple trades ranging from $16.575 to $16.71. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- [F5]Reflects the cancellation for no consideration of Class C Common Stock in connection with the redemption of Common Units for Class D Common Stock.
- [F6]This transaction was executed in multiple trades ranging from $13.745 to $14.745. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- [F7]This transaction was executed in multiple trades ranging from $14.75 to $14.99. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- [F8]This transaction was executed in multiple trades ranging from $12.00 to $13.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- [F9]This transaction was executed in multiple trades ranging from $13.01 to $13.73. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.